EFTA Document EFTA01362440

From: Tazia Smith Sent: 9/9/2013 5:49:17 PM To: Paul Morris Subject: Re: ACATS for Southern Financial/Trust [I) Attachments: pic16363.gif; pic30606.gif; pic18978.gif; pic12641.gif; pic15458.gif; pic00024.gif; pic20986.gif; pic25526.gif Classification: For internal use only we're on it Paul. You, Caroline and I need to review an accurate list of the positions that can/cannot/wouldn't come. Based on our conversation Friday, )E knows not all will be coming over (proceeds from proprietary product and OTC options will move once matured). We just want to be sure that list of positions that cannot move, is accurate. Jay should have that for is in the morning (he has to check with Pershing, ACAT, etc. . .various groups); some positions will be a discussion for you, Caroline and I (eg. we agreed novating the FX options wasn't realistic). Sit down in the morning and then go back to Jeff with this info as part of our note of thanks for Friday's meeting? (Embedded image moved to file: pic16363.gif) Tazia Smith Director I Key client Partners - us Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New Tel Fax Mob Ema (Embedded image moved to file: pic30606.gif) From: Paul Morris/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Jay Lipman/db/dbcom@DBAMERICAS, Cc: Tazia Smith/db/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 05:09 PM Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Thanks need to move this forward, Original Message From: Amanda Kirby Sent: 09/09/2013 04:13 PM EDT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051851 CONFIDENTIAL SDNY_GM_00198035 EFTA01362440