EFTA Document EFTA01362492

From: Natalie Barak Sent: 6/10/201910:35:53 AM To: Hemant-Kumar Rathore tewart Oldfield Bradley Gitlin Rachel Wachs CC: Halina laczny thalina.laczny@db.coml; gtopwm pan tingexception ec processing@list.db.com; Oversight Control (oversight.control@db.com) Subject: RE: OD Referral dated 06-07-2019 For AC # 42953758 DI Attachments: 4361001.pdf Classification: For Internal use only Please DO NOT PAY Waive fee Natalie Barak Vice President I Reladonthip Officer Deutsche Bank Wealth ManaEement Deutahe gee& bust Company Ameeees B45 Park Avenue, New York, NV 10154 Tel. Fax Em Sir.retlis offered thrfxtrh DltR,%hC Bank Seery:I:yr. h< From: Hemant-Kumar Rathore Sent: Monday, June 10, 2019 10:24 AM To: Stewart Oldfie ; Natalie Barak Bradley Gillin ; Rachel Wachs Cc: Halina Laczny Oversight Control Subject: OD Referral dated 06-07-2019 For ACM 42953758 Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form - I. Transactions - Ok to pay / Not Ok to pay 2. Reason on how and when the OD will be covered 3. Seek CRM Approval for any account if overdrawn USD 100K. Note: If the form reflects an OD decrease then we don't need a decision but it does mean that the referred account is still in OD situation and needs to be covered. Thanks, With regards, Hemant-Kumar Rathore CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051914 CONFIDENTIAL SONY GM_00198098 EFTA01362492