EFTA Document EFTA01362587

From: Nina Tona Sent: 10/19/2018 8:43:11 AM To: 0avide-A Sferrazza Subject: FW: Red list [SC) Attachments: FW_ List of WM clients dependent on CIS ICG sales [I] ISC).eml; imageOO2.gif; imageOO3.gif Morning! Let me know when you have a few to review this. Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management KCP products and services are intended and available onN for persons who are sophist looted institutional investors within the meaning of the FINRA Rule 4512K)(3). and who ore capable 0 evaluating the strategies, characteristics and investment risks 0 and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 08Stor its affiliates prior to execution, and Pre execution of any transaction or Idea discussed herein conditional on your becoming a client q Deutsche Bonk Key Client Partners (KCP) products, Investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on o non- advisory bosis. The ACP AmericoS desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is sine* forbidden. This communication does not emote any legally binding obligation on the port of 08510r any of its affiliates. From: Tanushree Kirti Sent: Friday, October 19, 2018 8:39 AM To: Nina Tona Subject: RE: Red List [SC] Classification: Strictly Confidential Hi Nina, I asked for confirmation on the attached email that I sent to you and separately you had said you will dig out Xavi's email for the red list client approvals. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. + Mobil Email "WM CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0052075 CONFIDENTIAL SDNY_GM_00198259 EFTA01362587