List of WM clients dependent on CIB ICG sales [I (Tanushree Kirti)RE: Family Office Initiative - Follow Up [I] [SC] [CI (Tanushree Kirti, 10/30/2018)
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EFTA Document EFTA01362591
Title Matchefta-efta01362591
Case Filesd-10-EFTA01362591Dept. of JusticeEFTA Document EFTA01362591
Unknown1p
Case File
sd-10-EFTA01362591Dept. of JusticeEFTA Document EFTA01362591
Other
As part of the offboarding retention exercise, we have identified a process improvement opportunity in CIB for WM clients where WM is dependent on Institutional Client Group (ICG) Sales desk to place trades for the client. Currently, there have been issues identified with such clients when WM retains the clients and appoints a WM ACO, trades can sometimes get blocked by ICG as their 'good to go' system (tradefinder) shows red due to the lack of a CIB ACO even if WM ACO has been centrally app
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01362591
Pages
1
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0
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