EFTA Document EFTA01362602

AVALON Daniel E KCP leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO approval Confirmation required from regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO 1000039769 US ADVISORS, LLC Kaiser US GM RED approval COLINA INSURANCE David KCP ACO 1007668198 US LIMITED Posen US GM RED approval EQUITY INVESTMENTS Xavier KCP ACO 1009171312 GB L