EFTA Document EFTA01362628

Tel. +1 904 271-3445 Email KCP products and smites ore 'tended and available only foramens who ore sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are copal* 0 evaluating rue strategies, characteristics and 'vestment nsks of, and exerOSing Independent lodgment in ewe/voting, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of 0851 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bonk Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction and/or redistribution thereof (in whole or in part)or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the port of 085t or any of its affiliates. From: Victoria Bruce Sent: Thursday, Oct To: Tanushree Kirti Cc: Nina Tona < ; Max Kleinert < M> Subject: RE: Family Office Initiative - Follow Up (I] [SCI Classification: Strictly Confidential Hi Tanu Hopefully you now have the input from Nina. I met Paul Maley last week and he suggested that if we send the name of our ACO, the status of our KYC And the CRDS LE reference to Aziz Anwar, he would be able to change the red to green in GM systems. I'm not sure if it is this simple but we really need the changes to be made asap. Max will reach out to you as we have a meeting with GM in the next week or two and I want to make sure they have all the necessary information from our side. Thanks, Vicky Vicky Bruce Managing Director Global COO KCP and CFP Wealth Management 70 Victoria Street. SW1E 6SO London, United Kingdom Tel. +44 207 54-18113 Mob: +44 7770 666999 Email From: Tanushree Kirti Sent: 11 October 2018 08:43 To: Victoria Bruce < Subject: FW: Family Office Initiative - Follow Up (Il (SC] Classification: Strictly Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052124 CONFIDENTIAL SDNY_GM_00198308 EFTA01362628