EFTA Document EFTA01362630

; Max Kleinert < Victoria Bruce Su ject: RE: Fami y O ice Initiative - Follow p OK — maybe I'm mistaken but the only list I remember seeing was a mix of various hierarchies etc so we'd need CRDS IDs/legal names before this goes to our management. Apologies if we already have this. From: Tanushree Kirti Sent: 17 September 2018 14:41 To: lain Macara Clifford Fourie Cc: Oliver Bettin ; Christopher Whyton Max Kleinert ; Victoria Bruce Subject: RE: Family Office Initiative • Folio Classification: For inbred Use only lain, atherine Stead The list remains the same as we shared with you. As discussed, we agreed to take it back to Aziz and team to confirm how we could globally turn the Red and Ambers to Green with the relevant WM ACOs approval. That piece of activity is complete for WM EMEA but pending for WM US due to competing remediation activity being done by WM to support CIB remediation for June 52k offboards. I will share the final one with you as soon as the WM US KCP actions with Aziz's team is complete. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager From: lain Macara Sent: 17 September 2018 14:12 To: Tanushree Kirti Cc: Oliver Bettin ; Clifford Fourie istopher Whyton ax einert Victoria Bruce u ect: ami y ice nitiative - Folio Hi all, Katherine Stead Just to add there was the additional step of Stefan/Louise approval we discussed for clients that WM wanted ICG to provide support for. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052126 SDNY_GM_00198310 EFTA01362630