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sd-10-EFTA01362645Dept. of JusticeOther

EFTA Document EFTA01362645

From: Tanushree Kirti Sent: 19 October 2018 13:39 To: Nina Tona Subject: RE: Red List [SCI Classification: Strictly Confidential Hi Nina, I asked for confirmation on the attached email that I sent to you and separately you had said you will dig out Xavi's email for the red list client approvals. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobile Emil 'WM ercury on my ' From: Nina Tona Sent: 19 October 2 • To: Tanushree Kir

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From: Tanushree Kirti Sent: 19 October 2018 13:39 To: Nina Tona Subject: RE: Red List [SCI Classification: Strictly Confidential Hi Nina, I asked for confirmation on the attached email that I sent to you and separately you had said you will dig out Xavi's email for the red list client approvals. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobile Emil 'WM ercury on my ' From: Nina Tona Sent: 19 October 2 • To: Tanushree Kir

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From: Tanushree Kirti Sent: 19 October 2018 13:39 To: Nina Tona Subject: RE: Red List [SCI Classification: Strictly Confidential Hi Nina, I asked for confirmation on the attached email that I sent to you and separately you had said you will dig out Xavi's email for the red list client approvals. Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. +44 20 754-76766 Mobile Emil 'WM ercury on my ' From: Nina Tona Sent: 19 October 2 To: Tanushree Kirti Subject: Red List Hi Tanu, Hope all is well. I was made aware that the red list where we need help from ICG to execute trades its being held up by the US. I have provided this list a while back and from our conversation a week or so ago I recall you saying that you were going to send me the list you had to I can review and see if I need to add anymore. Please advise the next step. Thanks Kind regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052143 CONFIDENTIAL SDNY_GM_00198327 EFTA01362645

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Subject: FW: Red List [SC] ur ent From: Nina Tona Date: Tue, 23 Oct 2018 14:59:24 -0400 To: Davide-A Sferrazza ‹ > Hi can you please review the attached and let me know if we need to add more cleints so they wont be on the red list. {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsche Bank Wealth Management Tel. Email KCP products and services are intended and availab

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