RE: Family Office Initiative - Follow Up DJ (19 July 2018)Cases 01141322: has been assigned (Amanda Kirby, 10/22/2013)
1 duplicate copy in the archive
EFTA Document EFTA01362656
Title Matchefta-efta01362656
Case Filesd-10-EFTA01362656Dept. of JusticeEFTA Document EFTA01362656
Unknown1p
Case File
sd-10-EFTA01362656Dept. of JusticeEFTA Document EFTA01362656
Other
Who will be ACO for these clients (for co-covered clients we have a GM ACO, but this will not be the case for these clients) Does this initiative undermine the co-covered model which has been operating up until this point. How will KCP booked trades be identified? What S&A checks will be performed by KCP? Where will they be documented? Who in compliance will review? (markets or KCP) What will be the ongoing monitoring of trades executed by KCP? Do the KCP folks need to be subject to certa
Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01362656
Pages
1
Persons
0
Integrity
Loading document viewer...
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,800+ persons in the Epstein files. 100% free, donor-supported, and independent. Donors see no ads.
Support This ProjectSupported by 1,550+ people worldwide
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.