EFTA Document EFTA01362665
To: Xavier Avila Jitan Patel Cc: Nina Tona Subject: RE: SF , lain Macara athew Negus , Alastair Mackinlay , Davide-A Sferraz2a Classification: For Internal use only Rita Shtevnber GM ACO Martin Zeman Hi Xavier I've reached out to Central Mercury to find out the CIB colour - I will update as soon as I hear back. Kind regards, Monika Valantiejute GM Project Mercury Deutsche Bank Winch . er El i. . re in h r t, London, EC2N 2DB Tel. Erna From: Xavier Avila Sent: 01 March
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To: Xavier Avila Jitan Patel Cc: Nina Tona Subject: RE: SF , lain Macara athew Negus , Alastair Mackinlay , Davide-A Sferraz2a Classification: For Internal use only Rita Shtevnber GM ACO Martin Zeman Hi Xavier I've reached out to Central Mercury to find out the CIB colour - I will update as soon as I hear back. Kind regards, Monika Valantiejute GM Project Mercury Deutsche Bank Winch . er El i. . re in h r t, London, EC2N 2DB Tel. Erna From: Xavier Avila Sent: 01 March
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From: Sent: To: CC: Nina Tona 3/13/2018 11:41:22 AM Zack Bunimovich • Martin Zeman Xavier Avila Rita Shteynberg Alastair Mackinla Anthony Lentini Mathew Negus ; Man Patel ; Davide-A Sferrazza Subject: RE: SF (I) (C) Attachments: Southern Financial Operating Agreement.pdf; Southern Trust Company Inc. Financials June 2017.pdf; Southern Financial LLC Financials June 2017.pdf Classification: Confidential Zack, i believe some of the below was already provided back in Feb. Please
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To: Zack Bunimovich <M E>: Martin Zeman Xavier Avila Cc: Rita Shteynberg < >; Alastair Mackinlay >; Anthony Lentini < Subject: RE: SF [I] [C] Classification: Confidential lack, >; Mathew Negus < Jitan Patel >; Davide-A Sferrazza i believe some of the below was already provided back in Feb. Please review below and attached to make sure they are sufficient and we'll get back on the additonal. - Ownership - Broken down to 10% (Org chart with %'s of ownership or confirmation from Senio
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- Annual report r≥ See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company Inc. Financials June 2017" for latest financial statements Thank you Nina Tona From: Zack Bunimovich Sent: Tuesday, March 13, 2018 11:16 AM To: Martin Zeman < Cc: Nina Tona ; Jitan Patel < A Sferrazza <davide- Subject: RE: SF [I] ICJ Classification: Confidential Hi Martin, >; Xavier Avila < ; Rita Shteynberg >; Mathew Negus >; Alastair Mackinlay < >; Anthony Lentini < ;
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Thanks Monica, did we hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks Xavier Avila Managing Director Deutsche Bank Securities From: GM ACO <S..> Date: Thursday, Mar 01 2018. 15:09 To: Xavier Avila lain Macara an Patel , Mathew Negus ter GM ACO > agail4 , Davide-A Sferrazza • Alastair Mackinlav , Martin Zeman Cc: Nina Tona Subject: RE: SF [1] Classification: For Internal urns only Hi Xavier I've reached out to
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Subject: RE: SF [I] From: Rita Shteynberg ‹ > Date: Fri, 02 Mar 2018 12:41:28 -0500 To: Mathew Negus Nina Tona Jane Varle GM ACO Xavier Avila lain Macara Jitan Patel Cc: Alastair Mackinlay Martin Zeman Davide-A Sferrazza Aziz Anwar Tanushree Kirti Zack Bunimovich Classification: For internal use only Thanks for the confirmation. We will proceed with the onboarding. From: Mathew Negus Sent: Friday, March 02, 2018 12:34 PM To: Nina Tona ; Jane Varley Cc: Alastair Mackinlay ;
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Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] From: Zack Bunimovich Date: Thu, 15 Mar 2018 12:28:58 -0400 To: Martin Zeman Rita Shteynber Jitan Patel Cc: Xavier Avila Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Classification: Confidential Classification: Confidential Hi Martin, I'm verifying with the KYC team that the provided documents and the information below fulfills all of the require
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