EFTA Document EFTA01362751

Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] Thanks everyone, we are looking to extend relationship to OTC Credit Derivatives and GED (OTC Equity Derivatives). We have trades to execute when this is done. Xavier Avila Managing Director Deutsche Bank Securities Inc + 1 917 8541256 From: Zack Bunimovich Date: Friday, Mar 30. 2018. 11:26 To: Liam Osullivan Nina Tona Xavier Avila Martin ZeIllatI Rita Shtcynbcrg Cc: Mathew Negus Alastair Mackinl , Davide-A Sferrazza Anthony Lentini <: Subject: RE. Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [1] Classification: For Internal use only Hi Liam, Thanks for this. We are good to go from a KYC perspective. The team is just working on the operational/downstream pieces now. Thanks, Zack From: Liam Osullivan Sent: Friday, March 30 To: Zack Bunimovich ; Xavier Avila Cc: Mathew Ne: ; Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I) Zack, Richard is on the board of Southern Trust Co. Southern Trust Co. is the sole member of Southern Financial LLC. The first page of the attached lays out the relationship between Southern Trust Co. and Southern Financial LLC. The 16th page named Richard as member of the board of Sourhem Trust Co. Thanks Liam Sent with BlackBerry Work (www.blackbeny_com) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052334 CONFIDENTIAL SONY GM_0019135173 EFTA01362751