EFTA Document EFTA01362795

Assistant Vice President Deutsche Bart Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA Tel. (212)454-4577 Fax (646) 736-0721 Email cynthierodriguez@db.com From: Stewart Oldfield Sent: Thursday, January 11, 2018 4:05 PM To: Zbynek Kozels. >; Cynthia Rodriguez < • ; Davide-A Sferrazza < >; Joshua Shoshan Subject: RE: N4G-026161 - Southern Financial Copying Cynthia. Thanks From: Zbynek Kozelsky Sent: Thursday, January 11, 2018 3:41 PM To: Stewart Oldfield Cc: Liam Osullivan < >; Davide-A Sferrazza >; Zbynek Kozelsky < Subject: N4G-026161 - Southern Financial Hi Stew, >; Joshua Shoshan The above account is collateral one and DBOI is setting it up to feed into the "LS2" system (I am told it tracks loans/collateral). For them to set that up they need the PB KYC — please send that to me. Thanks! Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US & Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154 Tel. +1 212 454-2657 Email: All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation (s) and account statements issued by Deutsche Bank that govern. Deutsche Bark is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052410 CONFIDENTIAL SDNY_GM_00198594 EFTA01362795