RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (James Gladwin, 11 May 2018)RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [II (Zack Bunimovich, May 08, 2018)
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RE: Escalation: DNB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill (Martin Zeman, 08 May 2018)
Title Matchefta-efta01362908
Case Filesd-10-EFTA01362908Dept. of JusticeRE: Escalation: DNB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill (Martin Zeman, 08 May 2018)
May 8, 20181p
Case File
sd-10-EFTA01362908Dept. of JusticeRE: Escalation: DNB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill (Martin Zeman, 08 May 2018)
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Do we have BRG approval for this? This is appears to be a cross-jurisdictional adoption from DBSI to DB AG, furthermore, the LRD for the US is 2016 and does not appear to be in the Remediation pipeline? For Extensions to be approved, AFC UK require: i. BRG approval to consider cross-jurisdictional approvals which result in newly booked High Risk clients ii. The file to be within NRD date and if not, must be within the Remediation pipeline - of which it appears it is neither @CDS collea
Date
May 8, 2018
Source
Dept. of Justice
Reference
sd-10-EFTA01362908
Pages
1
Persons
0
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