EFTA Document EFTA01362943

EXPERIENCED TEAM Name Richard L. Servela, Jr. CEO and Co-Founder Portfolio Manager (CYES) Curtis F. Brockelman, Jr. President and Co-Founder Chief Risk Officer; Chief Compliance Officer Allan Kennedy, CFA Partner Head of Marketing Michael J. Zigmont, CFA Partner Head of Trading & Research Dennis Davin Partner Co-Portfolio Manager (LSR and PPP) Josh Diva Partner Co-Portfolio Manager (LSR and PPP) Ken Kwalik Managing Director Co-Portfolio Manager (PWS and CWS) Tim Knowles Managing Director Co-Portfolio Manager (PWS and CWS) Morton L. Fearey II Managing Director Title/Responsibility P. Joseph Clough Andrew Payne, CFA Nick Rigby Yirong Li, CFA Josh Jennings Chief Financial Officer Director - Sales Vice President of Operations Chief Technology Officer Chief Infornation Officer Andrew Costagliola Associate of Operations Start 2008. 06 2008 - 04 2009 05 2008 - 05 2013.05 2013 - 05 2016 - 02 2016. OS 2015 - 10 2015.03 2011 - 07 2013 - 03 2013.03 Education Harvard Business School (MBA - 1990); University of Michigan (BS in Mechanical Engineering - 1985) Duke University (Economics - 1991) Columbia University (MBA- 2000); University of Glasgow (BSc - 1993) Dartmouth College (BA in Engineering Sciences - 1996) Florida Institute of Technology (8.5. in Bus Adm - 1988) University of Chicago (MS in Financial Mathematics - 1998); University of Wisconsin in Madison (BS in Chem Eng - 1995) Carnegie Mellon University (BS in Econorrics - 2000) Duke University (Economics 1999) Bates College (BA in Psychology - 1988) Lynchburg College (Accounting 1992) Washington and Lee University (BA in Economics - 2010) Ithaca College (BS in Applied Psychology - 1994) Columbia University (MBA • 2004); New Jersey Institute of Technology (MS in Ind Eng - 1994); South China University of Technology (BS in Elct Eng 1992) 2015.03 University of Central Florida 2017.01 St John's Unversity (MBA - 2005) SUNY Albany (BA in Cornrnunications - 1999) For full biographies and other information, please visit: www.hvm.com Previous Firms Credit Suisse; UBS; General Motors Perth Bay Partners; Citigroup Credit Suisse: Morgan Stanley; Accenture Morgan Stanley; Credit Suisse Macquarie Bank; Credit Suisse; Wolverine Trading lit Attalus Capital; Croft Suisse; Societe Generale Goldman Sachs; Credit Suisse: SLK-Hull Derivatives (GS) Credit Suisse; Tahoe Trading; Botta Capital Management Westfield Capital Management; Santander Global Advisors; PanAgora Asset Management; State Street RarriuS Capital Group; Zurich Capital Markets; Tudor Investment Corp Los Angeles Clippers 085; NorthCoast Asset Management; Smith Barney Credit Suisse Jeffenes & Company: Actimwe: Credit Suisse; Donaldson, Lufkin & Jenrette Credit Suisse; Donaldson, Lufkin & Jenrette CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00198882 DB-SDNY-0052698 EFTA01362943