EFTA Document EFTA01362955

We have observed that the client is not adopted for Frankfurt location, which results in a KYC violation. In order to comply with DB's internal policies and procedures, all KYC requirements now have to be fulfilled, if the trade should stand against Deutsche Bank Kindly review your trade and where possible, please consider to rebook the trade to an adoption location, where the client is already adopted for OTC Derivative product or confirm if it is a valid trade for the particular location. Upon your confirmation, we will review the client and would request the missing documents to be obtained from the client/business as per Frankfurt location guidelines. Summit screenshot: Trade Details Trade Type Trade ID \team SubType Assad ' Status &sok Broker Currency Ctorety pen Coffer* Conpas). a 1 7ESI4L cCISVIAP rift.g20 Wailed I LICLSKAPS Regards Mash Malhotra Associate I Client on Boarding USD.EUR Ctztcrner os slursFutuuto 0601 Global Services Private Limited Global Business Services A-1 Si A-2. Evolve - Mahindra Technology Park, Inside Mahndra World City - SEZ, 302029 Jaipur, India Escalations Contact:- Pankaj-a.chopra@db.com CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052719 CONFIDENTIAL SDNY_GM_00198903 EFTA01362955