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sd-10-EFTA01362998Dept. of Justice

RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I (Akash Malhotra)

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Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Negus, what do we do with the below? If easy extension to OTC Rates ITT we can provide dots, if not we move this to London where client is onboarded? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Akash Malhotra Date: Monday, Apr 16, 1.11 To: Xavier Avila Cc: Shawn Stakma, NCAOTC Derivatives Alka Gopala Subject: KYC Brcach_SOUTHFINANMD_Southem Financial, LLC_FFT Location ill Class

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Dept. of Justice
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sd-10-EFTA01362998
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