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sd-10-EFTA01363003Dept. of Justice

EFTA Document EFTA01363003

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Cc: Shawn Stalker Ma, NCAOTC Derivatives >, Alka Gopala Subject: KYC Brcach_SOUTHFIIIIMPAancial. LLC_FFT Location Ill Classification: For Internal use only Hi Alex, , Pankaj-A Chopra < For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: G175714L Summit Code: SOUTHFINANMD Date of Trade: 13/04/2018 Client Name: Southern Financial, LLC We have got your name as a sales person from Summit app

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Dept. of Justice
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sd-10-EFTA01363003
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