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sd-10-EFTA01363018Dept. of JusticeOther

EFTA Document EFTA01363018

From: Joshua Shoshan Sent: 9/14/2017 11:49:00 AM To: Stewart Oldfield CC: Martin Zeman Subject: RE: Darren, greetings. Here is your fill: Anytime ... Joshua Shoshan Director I Key Client Partners - US CIB Securities Inc Deutsche Bark Wealth Management 345 Park Avenue 10154-OCO4 New York. NY. USA Liam Osullivan NI trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Add

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sd-10-EFTA01363018
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From: Joshua Shoshan Sent: 9/14/2017 11:49:00 AM To: Stewart Oldfield CC: Martin Zeman Subject: RE: Darren, greetings. Here is your fill: Anytime ... Joshua Shoshan Director I Key Client Partners - US CIB Securities Inc Deutsche Bark Wealth Management 345 Park Avenue 10154-OCO4 New York. NY. USA Liam Osullivan NI trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Add

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Joshua Shoshan Sent: 9/14/2017 11:49:00 AM To: Stewart Oldfield CC: Martin Zeman Subject: RE: Darren, greetings. Here is your fill: Anytime ... Joshua Shoshan Director I Key Client Partners - US CIB Securities Inc Deutsche Bark Wealth Management 345 Park Avenue 10154-OCO4 New York. NY. USA Liam Osullivan NI trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unatitholized copying, disclosure or distribution of the material in this email is prohibited. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINFtA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS, or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DB& or any of its affiliates. From: Stewart Oldfield Sent: Thursday, September 14, 2017 11:46 AM To: Joshua Shoshan Cc: Martin Zeman; Liam Osullivan Subject: RE: Darren, greetings. Here is your fill: Thank you , sirs From: Joshua Shoshan Sent: Thursday, Se [ember 14, 2017 11:41 AM To: Martin Zeman Cc: Stewart Oldfield Subject: Darren, greetings. Here is your fill: QCOM 11/17/17 C52.5 Liam Osullivan • Tazia Smith Davide-A Sferrazza SId open Vahe Stepanian 50 1.5168 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0052847 SDNY_GM_00 199031 EFTA01363018

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Subject: RE: Darren, reetin s. Here is our fill: From: Joshua Shoshan Date: Thu, 14 Sep 2017 11:49:00 -0400 To: Stewart Oldfield Cc: Martin Zeman Liam Osullivan Anytime . . . fcid:image001.gif@OlD259D5.3E2DFOF01 Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email All trade execution information contained herein is being provided as an accommodation at your reques

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Subject: RE: Darren, greetin s. Here is your fill: From: Stewart Oldfield Date: Thu, 14 Sep 2017 11:46:02 -0400 To: Joshua Shoshan Cc: Martin Zeman Liam Osullivan Thank you , sirs From: Joshua Shoshan Sent: Thursday, September 14, 2017 11:41 AM To: Martin Zeman ; Liam Osullivan Cc: Stewart Oldfield ; Vahe Stepanian ; Davide-A Sferrazza Subject: Darren, greetings. Here is your fill: Symbol Side FillQty AvgPx QCOM 11/17/17 C52.5 Sld open 50 1.5168 QCOM 11/17/17 P50 Sld open

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