EFTA Document EFTA01363021
From: Sent: Xavier Avila 4/16/2018 9:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD_Southem Financial, LLC_FFT Location [Ij Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us wi
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From: Sent: Xavier Avila 4/16/2018 9:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD_Southem Financial, LLC_FFT Location [Ij Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us wi
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To: Jimmy-H Xu • Mathew Negus Akash Malhotra Cc: Joe Aglione Ian Salters Nina Tona Pankaj-A Cho ra ; NCAOTC Derivatives Zeman ; Alka Gopala <a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [II Done, thanks. ; Martin Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks From: Jimmy-H Xu
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Cross Currency Swap Trading Deutsche Bank AG. Filiale London CB&S - Markets Winchester House. 1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel Mo Em From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimm -H Xu Mathew Ne Akash Malhotra Cc: Joe AglionaMIIIMIll Sal tersMMIIIM>, Nina Tona O Pankaj-A Chopeo, NCAOTC Der Martin Zeman ; Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] Done, thanks. Are all the XCCYs generally boo
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Date: Monday. A r 16. 2018. 11:56 To: Xavier Avila . Mathew Ncgus Akash Malhotra Cc: Joe A hone Ian Salters Nina Tona Cho m NCAOTC Derivatives , Alka Gopala abject: RE: KY(' Breac SOUTHFINAN1vID_Southcm Financial, LLC_FFT Location Ill Classification: For Internal use only Approved as one-off, but let's get the KYC done for FFT please Thanks Kind regards Jimmy Jimmy-H Xu Cross Currency Swap Trading Deutsche Bank AG, Filiale London CBSS Markets Winchester House 1 Great Winchest
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