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Case File
sd-10-EFTA01363153Dept. of Justice

EFTA Document EFTA01363153

Other

If Yes Systematic Internalization i.e.. dealing on own account on an organized. frequent, systematic and substantial basis when executing client orders outside a regulated market or an MTF • If Yes Dealing on own account as a service for others i.e., trading to fulfil a client order or trading that relates to trading for a potential client, including intragroup transactions (where the "client" of the Bank is a subsidiary of the Bankl if Yes Hedging of market nsks i.e., transaction

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01363153
Pages
1
Persons
0
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