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sd-10-EFTA01363155Dept. of Justice

EFTA Document EFTA01363155

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If Yes (c) Does the counterparty have a defined investment policy? If No Please review whether the counterparty has a defined investment policy (it so, please do mark question (c) above with "yes"): If Yes If No (d) Do express exemptions apply so that the counterparty is not an AIF? Please review whether one of the exemptions in the column on the right applies in your case lif so. please do mark question (it) above with "yes"): A "defined investment policy- females a set o

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Dept. of Justice
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sd-10-EFTA01363155
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