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sd-10-EFTA01363420Dept. of JusticeOther

EFTA Document EFTA01363420

From: Ariane Dwyer Sent: 6/8/2035 1:4 . To: Stewart Oldfield CC: Paul Morris [pp' Daniel Sabba Subject: RE: send to nc p ease Classification: Confidential Hi Stewart, I hope you had an enjoyable weekend. Are you a free for a call with me and Daniel to discuss the below? We are available this afternoon. Best, Ari From: Stewart Oldfield Sent: Thursday, June 04, 2015 10:33 AM To: Daniel Sabba; Vahe Stepanian; Ariane Dwyer Cc: Paul Morris Subject: RE: send to rich please [C] Cl

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From: Ariane Dwyer Sent: 6/8/2035 1:4 . To: Stewart Oldfield CC: Paul Morris [pp' Daniel Sabba Subject: RE: send to nc p ease Classification: Confidential Hi Stewart, I hope you had an enjoyable weekend. Are you a free for a call with me and Daniel to discuss the below? We are available this afternoon. Best, Ari From: Stewart Oldfield Sent: Thursday, June 04, 2015 10:33 AM To: Daniel Sabba; Vahe Stepanian; Ariane Dwyer Cc: Paul Morris Subject: RE: send to rich please [C] Cl

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Ariane Dwyer Sent: 6/8/2035 1:4 . To: Stewart Oldfield CC: Paul Morris [pp' Daniel Sabba Subject: RE: send to nc p ease Classification: Confidential Hi Stewart, I hope you had an enjoyable weekend. Are you a free for a call with me and Daniel to discuss the below? We are available this afternoon. Best, Ari From: Stewart Oldfield Sent: Thursday, June 04, 2015 10:33 AM To: Daniel Sabba; Vahe Stepanian; Ariane Dwyer Cc: Paul Morris Subject: RE: send to rich please [C] Classification: Confidential Give me a quick call on this if you can. We had a client at CS who would send weekly lists of a few stocks he liked and we developed a consistent business around some worst-of pairs structures that may show a higher yield than JE's usual swap +covered call From: Paul Morris Sent: Tuesday, June 02, 2015 9:35 AM To: Ariane Dwyer Cc: Stewart Oldfield; Vahe Stepanian Subject: Re: send to rich please [C] Classification: Confidential Thx pis cc stew in future From: Ariane Dwyer Sent: Tuesday, June 02, 2015 09:23 AM To: jeevacation@gmail.com' citeva_cation@omail.com>; irichardkahn12@gmail.corre Cc: Vahe Stepanian; Daniel Sabba; Paul Morris Subject: RE: send to rich please [C] Classification: Confidential Good morning, Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global Market Research Target price. In addition please find attached DB Global Market Research Reports about the companies we cover. Please note these are independent equity research views. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0053417 CONFIDENTIAL SDNY_GM_00199601 EFTA01363420

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Emailciteva_cation@omail.com
Emailirichardkahn12@gmail.corre
Emailjeevacation@gmail.com

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Subject: RE: send to rich please [C] From: Ariane Dwyer <~a Date: Mon, 08 Jun 2015 13:43:16 -0400 To: Stewart Oldfield Cc: Paul Morris Daniel Sabba Classification: Confidential Hi Stewart, I hope you had an enjoyable weekend. Are you a free for a call with me and Daniel to discuss the below? We are available this afternoon. Best, Ari From: Stewart Oldfield Sent: Thursday, June 04, 2015 10:33 AM To: Daniel Sabba; Vahe Stepanian; Ariane Dwyer Cc: Paul Morris Subject: RE: send to r

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Subject: RE: SFL and Gratitude America Ltd ICI III Classification: For internal use only Just called Jeanne. but missed her. Will confirm once I've spoken to her. —Original Message— From: Paul Morris Sent: Thursday. March 03.2016 3:05 PM To: Vahe Stepanian Cc: Daniel Sabba: Arian° Dyer Stewart Oldficld Subject: RE: SFL and Gratitude America Ltd [C] pJ Classification: For internal use only Ok thanks, good to talk Paul Morris Managing Director Deutsche Bank Private Bank --Original Mes

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Subject: RE: SFL and Gratitude America Ltd [C] [I] From: Vahe Stepanian Date: Thu, 03 Mar 2016 15:18:43 -0500 To: Paul Morris < Cc: Daniel Sabba Ariane Dwyer Stewart Oldfield 5 > Classification: For internal use only Just called Jeanne, but missed her. Will confirm once I've spoken to her. Original Message From: Paul Morris Sent: Thursday, March 03, 2016 3:05 PM To: Vahe Stepanian Cc: Daniel Sabba; Ariane Dwyer; Stewart Oldfield Subject: RE: SFL and Gratitude America Ltd [C] [I]

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