EFTA Document EFTA01363512
To: Cc: Date SubieM "Jeffrey E7 yeevacationnomail.com>©DEUBAINT, Paul Mr. Richard Kahn Vahe StepaniaWdb, Gupta/d 08/12/2014 10:55 AM Trade Roped 8/12/14 - USDCNH 1yr Put (CI Nay Classification: Confidential Jeffrey - Trade report as follows: Tradelype BuySell Currencyl CP Notionall Currency2 Notional2 Strike ZoneCut ExpiryDate SettlementDate FixingReference Premium PremiumTerms PremiumDate Tazia Smith Director I Key Clierd Partners - US EUR Client Buys USD Put 7
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To: Cc: Date SubieM "Jeffrey E7 yeevacationnomail.com>©DEUBAINT, Paul Mr. Richard Kahn Vahe StepaniaWdb, Gupta/d 08/12/2014 10:55 AM Trade Roped 8/12/14 - USDCNH 1yr Put (CI Nay Classification: Confidential Jeffrey - Trade report as follows: Tradelype BuySell Currencyl CP Notionall Currency2 Notional2 Strike ZoneCut ExpiryDate SettlementDate FixingReference Premium PremiumTerms PremiumDate Tazia Smith Director I Key Clierd Partners - US EUR Client Buys USD Put 7
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EFTA Document EFTA01359920
Pascio-o_irrPegfor From. Tam Smillydbidbcom To. "Jeffrey E ieeyacation@gmail com> . Cc' Richard Kahn >. Daniel Sabha. Vahe Stepaniary Paul Morns Date: 101211,2014 10.57 AM Subject. Re: (CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92. buying S5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Secunties Inc utsch A t W alth Mena m nt Pcdtritntirr Peirtatt.. From: To: Date- Subject. buy $SMM of this iss
EFTA Document EFTA01368478
Tazia Smith Director I Key Chen* Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue 10154-00O4 New York. NY. USA Tel. Fax Mobil Email Potrio-Kitr Parton From Tate Smith/dbeibcom To. leftey E. eetevecationtessmall.corn>. Cc: Daranira, Paul Mortis, Richard Kahn .c >, Stewart Oldbeld Ste Date: 10/28/2O14 01:11 PM Subject: Re: [CI Vahe Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to
EFTA Document EFTA01359942
Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef
EFTA Document EFTA01368473
From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li
EFTA Document EFTA01368480
Dec Mar EP044C23 Pfd ESL ZS :CIES:ZS :4 C 5.8 12/31/49 $ 1 24.000 -.093 N24.000 /24.010T 3 x 1 EXCE At 11:28 Vol 57,252 - 23.911'' :1 24.040 L 23.880D Val 1.377M 99 Save As 99 Actions - 97) Edit - 9tinart - cc;7;at r. Mal! ID 3D 1.ix ON YID IV SY Max Daily v 4- Track Annotate DE Last Price 24.000 T High on 06/30/14 24.400 + Average 22.792 Low on 12/11/13 20.590 Sixsityaid • Event -- News . Zoom h. o • Volume 57452.000 kAllaidelhatattAdkaithalialliq
EFTA Document EFTA01368476
Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.
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