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sd-10-EFTA01363616Dept. of JusticeOther

EFTA Document EFTA01363616

From: Stewart Oldfield SeM: 7/12/2018 8:05:01 AM To: sigver dbgps CC: Mitchell Uplabdhi Singh Bement Kumar-Sharma I I; Bradley Gillin Subject: Re: EMS/120718755747: Check referrals: 42953758 - 1347(11 • Muhammod J Uddin i I; Joy E Ok to pay Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email , Teresa Metallo I; Shreyas-5 Apte Securities offered through Deutsche Ba

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Dept. of Justice
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sd-10-EFTA01363616
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From: Stewart Oldfield SeM: 7/12/2018 8:05:01 AM To: sigver dbgps CC: Mitchell Uplabdhi Singh Bement Kumar-Sharma I I; Bradley Gillin Subject: Re: EMS/120718755747: Check referrals: 42953758 - 1347(11 • Muhammod J Uddin i I; Joy E Ok to pay Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email , Teresa Metallo I; Shreyas-5 Apte Securities offered through Deutsche Ba

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield SeM: 7/12/2018 8:05:01 AM To: sigver dbgps CC: Mitchell Uplabdhi Singh Bement Kumar-Sharma I I; Bradley Gillin Subject: Re: EMS/120718755747: Check referrals: 42953758 - 1347(11 • Muhammod J Uddin i I; Joy E Ok to pay Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email , Teresa Metallo I; Shreyas-5 Apte Securities offered through Deutsche Bank Securities Inc. On Jul 12, 2018, at 7:19 AM, sigver dbgps e > wrote: Classification : For internal use only Hi All, Please respond with a pay/no pay decision for the mentioned in the attachment - Signature not on file If any of the transactions are deemed fraudulent, you must immediately notify your business manager and report the fraud to PBFraudReporting. Please follow the steps detailed in the fraud procedures. https://dbpolicyportal.intranet.db.cotn/gpag/pdf/0901e5be8047bb 1 a/fi lename is null. pgff Please note that we must have a reply by 3:15 p.m (EST) today in order to meet the Federal Reserve Check Clearing returns guidelines. Kind regards, Uplabdhi Regards, Signature Verification <1347.pdf> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053720 CONFIDENTIAL SONY GM_00199904 EFTA01363616

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Phone18755747
Phone2953758
URLhttps://dbpolicyportal.intranet.db.cotn/gpag/pdf/0901e5be8047bb
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EFTA Document EFTA01362241

From: Stewart Oldfield Sent: 8/29/2018 6:33:36 AM To: sigver dbgps CC: Subject: Mitchell Uplabdhi Singh Hemant Kumar-Sharma ; Richard larossi • Muhammodl Uddin I I; lo E Re: EMS/29081897078: Check Referrals: 42953424, 42963550B1 Ok to pay. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Email Securities offered through Deutsche Bank Se

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From: Sent: To: CC: Muhammodi Uddin Joy E Mitchell ; Teresa Metallo "sa-M Ramos Uplabdhi Singh ; Shreyas-S Apt • Vinay 1 mant.kumar-sharma@db.conth Vinod-kumar L [vinod-kumar.l@db.comj; Bradley Gillin Subject: Re: EMS/100818969205: Check Referrals: Stewart Oldfield 8/10/2018 7:50:27 AM sigver dbga= Please pay. Note that Darren's signature is on file and this is a match. Stewart Oldfield, CFA, CALA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management

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From: Stewart Oldfield Sent: 7/15/2019 12:03:05 PM To: Bradley Gillin CC: Natalie Barak Subject RE: Question [I] Rachel Wachs Classification: For internal use only Liam is the best person to reach out to about those. Thanks From: Bradley Gillin Sent: Monday, July 15, 2019 12:02 PM To: Stewart Oldfield Cc: Natalie Barak < Rachel Wachs Subject: FW: Question [I] Classification: For internal use only FYI. From: Daphne Cales Sent: Monday, July 15, 2019 11:37 AM To: Bradley Gill

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Subject: FW: Question [I] From: Bradley Gillin Date: Mon, 15 Jul 2019 12:01:51 -0400 To: Stewart Oldfield Cc: Natalie Barak Rachel Wachs Classification: For internal use only FYI. From: Daphne Cales Sent: Monday, July 15, 2019 11:37 AM To: Bradley Gillin Cc: Emily Craig Subject: Question [I] Classification: For internal use only Good morning, Rachel Wachs It seems that the 2 accounts below are still showing active in dbForce because its showing they still have accounts with Glob

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Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Mayur Rathod < Date: Thu, 01 Nov 2018 10:34:22 -0400 To: Stewart Oldfield Cc: Richard Iarossi Bradley Gillin < Vinita Advan' Vijay-A Sawant Classification: For internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also,

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