EFTA Document EFTA01363655
From: Vijay-A Sawant Sent: 11/16/2018 9:57:21 AM To: Bradley GRIM CC: Vinita Advani Subject: RE: Gratitude/BV70 [II Importance: High Hi Brad, For the significant donor in this Foundation entity, we require the following docs- Formation docs (COI, COGS, etc) Constitutional docs (Operating agreement, etc) ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the L
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From: Vijay-A Sawant Sent: 11/16/2018 9:57:21 AM To: Bradley GRIM CC: Vinita Advani Subject: RE: Gratitude/BV70 [II Importance: High Hi Brad, For the significant donor in this Foundation entity, we require the following docs- Formation docs (COI, COGS, etc) Constitutional docs (Operating agreement, etc) ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the L
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Related Documents (6)
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KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new
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DOJ EFTA Data Set 10 document EFTA01298930
EFTA Document EFTA01407879
Subject: RE: Gratitude/BV70 From: Vijay-A Sawant Date: Fri, 16 Nov 2018 09:57:21 -0500 To: Bradley Gillin Cc: Vinita Advani Hi Brad, For the significant donor in this Foundation entity, we require the following does- Formation does (COI, COGS, etc) Constitutional does (Operating agreement, eta) Ownership list (listing atleast those parties who own more than 10% in BV70) Register of Members/Directors We should be able to determine the UBO/s in this entity along with the Legal Representa
EFTA Document EFTA01403265
Subject: RE: Gratitude/BV70 [I] [C] From: Bradley Gillin Date: Fri, 16 Nov 2018 09:59:12 -0500 To: Vijay-A Sawant 4 p Cc: Vinita Advani Classification: Confidential Thank you. Enjoy the weekend - GO LIVERPOOL! Regards, Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. Original Message From: Vijay-A Sawant Sent: Friday, November 16, 2018 9:57
EFTA Document EFTA01392625
Pretty sure we have already provided some of these. I still need to talk to the client about the remaining items. Have been away for 3 days in sales training with Brad, hope to call client today or tmw. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mo Em Securities offered through Deutsche Bank Securities Inc. On Oct 31, 2018, at 9:13 AM, Mayur Rathod wrote: Classification: For Inter
EFTA Document EFTA01387725
From: Stewart Oldfield Sent: 9/5/2018 9:14:44 AM To: Vijay-A Sawant CC: Richard larossi Mayur Rathod ; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts Butterfly Trust and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [IJ Thanks. Will submit this afternoon. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tell Mobile Email Securities offered throug
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