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sd-10-EFTA01363740Dept. of JusticeOther

EFTA Document EFTA01363740

From: Nina Tonal I Sent: 5/16/2019 2:38:49 PM To: 0avide-A Sferrazza Subject: Client tracking (Ij Attachments: Client Tracking 2019 IWP Americasidsx; IWP Accounts_Summary_Funda (03.13.19).xlsx Classification: For Internal use only • The onboarded client and entity count should only be those who have signed the IWP package (don't include GM or WM accounts that have not) • When you have completed the template can you try and get the date of onboarding for those proposed to offboard,

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sd-10-EFTA01363740
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From: Nina Tonal I Sent: 5/16/2019 2:38:49 PM To: 0avide-A Sferrazza Subject: Client tracking (Ij Attachments: Client Tracking 2019 IWP Americasidsx; IWP Accounts_Summary_Funda (03.13.19).xlsx Classification: For Internal use only • The onboarded client and entity count should only be those who have signed the IWP package (don't include GM or WM accounts that have not) • When you have completed the template can you try and get the date of onboarding for those proposed to offboard,

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Nina Tonal I Sent: 5/16/2019 2:38:49 PM To: 0avide-A Sferrazza Subject: Client tracking (Ij Attachments: Client Tracking 2019 IWP Americasidsx; IWP Accounts_Summary_Funda (03.13.19).xlsx Classification: For Internal use only The onboarded client and entity count should only be those who have signed the IWP package (don't include GM or WM accounts that have not) When you have completed the template can you try and get the date of onboarding for those proposed to offboard, see below in yellow Funda file should help us Kind regards, Nina Tona Deutsche Bank Wealth Management Institutional Wealth Partners - Business Manager Americas (Anitmasi Lid 9,22 Jadoonvilk Fi. 3225.6 Tel: + dalkalrm O.1.01&901 #Positive Impact IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0053958 CONFIDENTIAL SDNY_GM_00200142 EFTA01363740

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