EFTA Document EFTA01363818

To: CUSTOMERBUILD BLO < Cc: Keith Buckholz < ; CRM-PWM Derivatives < >; Collateral Admin-NY < Subject: RE: Southern Financial LLC >; Sendhil-kumar K < >; Paolo De-Leon Classification: For Internal use only Hi Team, Kindly build the below customer. Attached are the KYC docs. Please let me know if you need anything else. Thanks. Southern Financial LLC Kind regards, Abhijit Mukherjee Abhijit Mukherjee DBOI Global Services Private Limited Global Business Services Block 8. Velenkani Tech Park, No.:43. Electronic City, Hosur Road, 56010O Bangalore, India Voip Mobile Email For Level 1 escalations please contact Mohammed•B Hussain at email id For Level 2 escalations please contact Melvin Vat email id : Rativirkitr PeiftWOU From: Paolo De-Leon Sent: Tuesday, February 27, 2018 7:57 PM To: Collateral Admin-NY < >; Abhijit Mukherjee < Cc: Keith Buckholz >; CRM-PWM Derivatives < Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this client: and Thanks and regards, Paolo CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054172 CONFIDENTIAL SDNY_GM_00200356 EFTA01363818