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sd-10-EFTA01363897Dept. of JusticeOther

EFTA Document EFTA01363897

From: Cynthia Rodriguez Sent: 2/8/2018 10:40:52 AM To: Bella Klein I Subject: RE: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017 Hi Bella, Just a quick reminder to mail the original acct opening docs. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York. NY. USA Tel. Fax Emai

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sd-10-EFTA01363897
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From: Cynthia Rodriguez Sent: 2/8/2018 10:40:52 AM To: Bella Klein I Subject: RE: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017 Hi Bella, Just a quick reminder to mail the original acct opening docs. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York. NY. USA Tel. Fax Emai

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From: Cynthia Rodriguez Sent: 2/8/2018 10:40:52 AM To: Bella Klein I Subject: RE: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017 Hi Bella, Just a quick reminder to mail the original acct opening docs. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York. NY. USA Tel. Fax Email From: Bella Klein Sent: Tuesday, February 06, 2018 2:18 PM To: Cynthia Rodriguez < Subject: Re: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017 Attached please find signed account opening documents. Thank you, Bella Tel: On Feb 2, 2018, at 4:27 PM, Cynthia Rodriguez c > wrote: Hi Bella, Attached are the account opening documents for execution. The following items are currently pending: The 2013 Butterfly Trust agreement List of Beneficiaries including date of birth, SSN or passport number, and photo IDs Darren said the pending items would be provided by Tuesday the latest. Our compliance team requires at least 72 hours for review/approvals. Please let me know if you have any questions. Thank you. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0054348 CONFIDENTIAL SDNY_GM_00200532 EFTA01363897

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Subject: RE: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017 From: Cynthia Rodriguez <a Date: Thu, 08 Feb 2018 10:40:52 -0500 To: Bella Klein e > Hi Bella, Just a quick reminder to mail the original acct opening docs. Thanks! Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth

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Subject: Re: Debit card From: Stewart Oldfield Date: Fri, 22 Dec 2017 10:25:27 -0500 To: Richard Kahn ffi > I figured given you took $3k on your card. Cynthia is fixing. I think we can get daily limit to $12k. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Dec 22, 2017, at 10:18 AM, Richard Kahn ffi wrote:

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Subject: RE: Annual Review [I] From: Stewart Oldfield Date: Tue, 22 Aug 2017 17:48:09 -0400 To: Cynthia Rodriguez And don't forget to take her to lunch From: Cynthia Rodriguez Sent: Tuesday, August 22, 2017 5:42 PM To: Stewart Oldfield ‹ > Subject: FW: Annual Review [I] Classification: For internal use only I'm going to submit the kyc for these trusts this week. Based on the list that Daphne sent, all that is left is Prytanee, LLC which was approved in January this year so it'll be du

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From: Cynthia Rodriguez Sent: 7/12/2017 9:44:21 AM To: 'Bella Klein' CC: Stewart 0ldfield Subject: RE: and Hi Bella, Just following up on Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President photo ID. Thanks! Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 4th Fl 10154.0004 New York. NY. USA From: Cynthia Rodriguez Sent: Friday, June 23, 2017 12:18 PM To: Bella Klein < Cc: Stewart Oldfield < Subject: RE: Hi Bella, As a follow

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Subject: New Acct Funding From: Cynthia Rodriguez < M> Date: Thu, 23 Feb 2017 17:17:19 -0500 To: Bella Klein Cc: Stewart Oldfield Bradley Gillin Hi Bella, In my absence tomorrow, please reach out to my colleague Bradley Gillin, hereby cc'd, if you run into any issues funding the new accounts. Have a wonderful evening! Kind regards, Cynthia Rodriguez fcid:image001.png@OlD0778D.2D49CDD01 Cynthia Rodriguez Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank

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