EFTA Document EFTA01363960
From: Sent: To: Subject: Attachments: Cynthia 5/2/2017 3:41:44 PM PWM SPG Exception on Signature [Ij POA J Epstein.pdf; JE09.pdf Importance: High Classification: For Internal use only Hello, I am requesting an exception for the attached letter of authorization from Darren lndyke. Back office claims the signatures is not clear. The client has sent funds to this beneficiary on 01/24/2017 (case I spoke to Mr. Indyke at 11am and again at 1:55pm to confirm this wire and the amount.
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From: Sent: To: Subject: Attachments: Cynthia 5/2/2017 3:41:44 PM PWM SPG Exception on Signature [Ij POA J Epstein.pdf; JE09.pdf Importance: High Classification: For Internal use only Hello, I am requesting an exception for the attached letter of authorization from Darren lndyke. Back office claims the signatures is not clear. The client has sent funds to this beneficiary on 01/24/2017 (case I spoke to Mr. Indyke at 11am and again at 1:55pm to confirm this wire and the amount.
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DOJ EFTA Data Set 10 document EFTA01269393
:ate: 7/19/06
DOJ EFTA Data Set 10 document EFTA01333133
EFTA Document EFTA01269322
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Command ---> RMCS
DOJ EFTA Data Set 10 document EFTA01269354
EFTA Document EFTA01402237
NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC PC
EFTA Document EFTA01269354
Command ---> RMCS Action I CYPRESS, INC CUSTOMER REMARKS 66-0776879 Remarks Add Employee Add Date Expiration Employee Expiration Date CERTIFICACION BENEFICIAL OWNER RECIBIDO DE LA CUENTA7211096816 00253 02/26/2019 00/00/0000 04/02/19 10:20:09 Cust Init? N PF2-Bkwd 2F6-CustRel PF9- SesSetUp PF13-RemFwd PF15-Cust PF20-CustName PF5-AcctRel PF8-CustAddr PF11-CustSvc PF14-RemBkwd PF19-Top PF21-LstMaint RMPCC8S1 RM3004 I: LAST PAGE LAST CONFIDENTIAL CONFIDENTIAL FMBankPRO00707 S
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