EFTA Document EFTA01364141

rdc DB12000P - Deutsche Bank Private Bank Batch Date: Added to Monitoring: 10/12/2016 10/12/2016 Alert Date: Person Name: Jeffrey Epstein Address: Gountty United States Tracking ID: GCIS 00000483289 Alert 10/12/2016 Date of Birth: 01/20/1953 Reporting ID: KYC 01651789 Alerted Entity ft 3 of 3 Entity Information Alert ID: 6472545.11593674.64322136 Entity ID: Riskid: Entity Name: Recent Event(s): Event: Alert Notes 64322136 R110194221 Jeffrey R. Epstein • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/31/1994 Decision number: 1993-003378 - Respondents shall pay to Claimant $736.00. This award is joint and several., 01/31/1994, New York - Stock Exchange Arbitration Decisions • REG - Regulatory Action / ACT - Disciplinary, Regulatory Action, 01/31/1994 Decision number 1993-003378 - Respondents shall pay to Claimant $736.00. This award is joint and several., 01/31/1994. New York - Stock Exchange Arbitration Decisions Notes: Jeffrey R. Epstein, of United States, appears on New York - Stock Exchange Arbitration Decisions Site. Source Information RDC URL: httasAgrid.rdc.comhvss/entily.html?entityld=238099a3ea52d8275d3f3d53eb346cc4 Source Name: RiskConnect, 10/11/2016 Entity URL: http://ffnraawardsonline.finra.org/turing.aspx7doc=37613 Sources: NY Stock Exchange Arbitration Decisions, NY Stock Exchange Arbitration Decisions, htb):/Mww.mise.cornfregulation/nyse/1022221394131.html Consistent nth the terms and cceetrbonsol your RDC Subscriber Agreement the inlocrrehan curtained m the document is for alert purposes only and rs not to be used fa purposes of determsning an relroduars elrgialty la any aedrt or any other FCRA permamble purposes User further agrees to hold such metered and intotrnaten in strictest confidence, rot to make use thereof other than lot authatted purposes, to relate a only to employees rearming such tralormaten, and not to release a disc.:seat° any other party The Alert Somata, contained in the document may et may not pertain lathe mdrodual or ertty referenced el your equity. Page 5 of 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054659 CONFIDENTIAL SDNY GM_00200843 EFTA01364141