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sd-10-EFTA01364199Dept. of JusticeOther

EFTA Document EFTA01364199

Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. From: Shalini Goyal Sent: Monday, June 05, 2017 09:54 AM To: Stewart Oldfield* Bradle C Rodri ue m im i ii•WWr' , 1-M Finn Cc: Oversight Control; Debra Jasper Subject: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I] Classification: For Infernal use only Hi T

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sd-10-EFTA01364199
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Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. From: Shalini Goyal Sent: Monday, June 05, 2017 09:54 AM To: Stewart Oldfield* Bradle C Rodri ue m im i ii•WWr' , 1-M Finn Cc: Oversight Control; Debra Jasper Subject: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I] Classification: For Infernal use only Hi T

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Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Securities offered through Deutsche Bank Securities Inc. From: Shalini Goyal Sent: Monday, June 05, 2017 09:54 AM To: Stewart Oldfield* Bradle C Rodri ue m im i ii•WWr' , 1-M Finn Cc: Oversight Control; Debra Jasper Subject: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I] Classification: For Infernal use only Hi Team, Please find the attached OD Referral for today and approve these with your decision hand-written on the OD referral form with two signatures (mandatory). Please provide the below information on the form — Ok to pay / Not Ok to pay, Charge / Waive OD fee decision, and Reason on how and when the OD will be covered. Kind regards, Shalini Goyal Shalini Goyal Analyst I Banking Transactions DBOI Global Services Private Limited COO Wealth Mana ement 0 erations CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0054725 CONFIDENTIAL SDNY_GM_00200909 EFTA01364199

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