EFTA Document EFTA01364323

Part 2 Is the vehicle an operating company which does not own or propose to acquire securities' having a value of 40% or more of the value of its total assets on an unconsolidated basis? (Please note that the attached client certifications needs to be provided.) Yes, the entity is an operating company engaged in the business of and a client certification is attached No Part 3 Please contact — Did not check any box in Section 1, or — Checked 'no" in Section 2. Volcker onboardlng approval of this vehicle if you If you either checked any box in Section 1 or checked "yes" in Section 2 and have obtained a client certification, please attest and sign as follows: I attest that the above information is accurate and current and based on information provided to me by as contact for -rkt. -c.. Czck Signature al Ctiord Representative ,Z5VAie•A: Name of Client Ftearesentatlye Oita "0-1:34 i O- 3 The meaning of 'security' in this context is broadly construed and includes, but is not limited to, stocks, bonds. other debt Instruments, security futures, as well as any put, call or other option on any security. Value to total assets Is excluding U.S. govemmerd securities and cash items. I See end of document for Certification. WM167243 022673.011518 Page2ol3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054851 CONFIDENTIAL SDNY_GM_00201035 EFTA01364323