EFTA Document EFTA01364824

GLDUS238 SOUTHERN FINANCIAL LLC Section 9: Certain Legal. ERISA and Tax Considerations Glendower Capital Secondary Opportunities Fund IV, LP Securities Exchange Act of 1934 In connection with any acquisition or beneficial ownership by the Fund of more than 5% of any class of the equity securities of a company registered under the U.S. Securities Exchange Act of 1934. as amended (the 'Exchange Act), the Fund may be required to make certain filings with the SEC. Generally, these filings requ