EFTA Document EFTA01365118

Dent :idle Bank Wealth Management PCS 1-1,gh Ri, Mock) Commun:cintn Type of Account Change: ress o ecor Telephone Number Ma I - Account Number's) E-mail Type of Asset Movement: V.PSD WIRE NON-USD WIRE ; ACH CHECK • JOURNAL DTC/EUROCLEAR Reg E Wire (If marked, complete and attach additional documentation required.) Standing Instructions (select one): • Initial Setup • Pre-Established II • DocuSign (all amounts) - Proceed to Section IV once complete I processed the request via the Knowledge Based Authentication (KBA) recognized Client's voice and verbally provided the Access Code via outbound call to a phone number on file (Complete the details of the outbound call below.) III - Non-DocuSign—Verification of Contact with Client —By signing below, I am certifying the following: )( ..I recognized the Client's voice based on prior conversations. OR I confirmed accurate responses to three authentication questions Method of Callback Oral communication is not required (for pro-established standing instructions or same name internal asset transfers) I verbally confirmed (via inbound or outbound call for asset movement c 550K - or for pre-established standing instructions) N aperlormed Callback (for account changes, ALL intemational/non-USD/FX requests, initial standing instructions or sset movements > $50K) • If asset movement > $1MM, Callback and due diligence performed by a person not on the Client's sales team. Signature of person performing authentication is below. IV - I confirm - Signer(s) is/are authorized to act on account — I have reviewed this transaction for consistency with Client's historical/expected account activity V - Additional information \Nc1/2, )(-e, ame of the persords) spoken — 1 have completed signature verification (non-DocuSign only) — Indemnification language is on file (non-DocuSign only) Asset movement amount: C..+Cr t o "s I Date and time of Callb r. 3434 )242,0q- outbound call (DocuSign only) Inbound/outbound call g the form in NetX, I have completed the required due diligence stated above. If Callback was er than person entering i to NetX, s turn and name must be completed below. aLk_ \ a". Icing Authentication Print name Branch Management Approval is evidenced in NetX in accordance with HRM BSO Approval (if necessary) is evidenced in NetX in accordance with HRM Policy. Date V-43 rfhe term "Client" refers to the account holder or any individual who has been authorized by Client to transfer assets or provide change of contact information. Please refer to the High Risk Media Policy-WM, US-PCS for more information: hups://dboalicyportaintranot.db.cenVepagrpdf/090105b9802f12deifilenamais_nuiLodt WM187434 014538.0127'8 For Internal Use Only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055764 CONFIDENTIAL SDNY_GM_00201948 EFTA01365118