EFTA Document EFTA01365196

Case: 01082293 - salesforce.com - Unlimited Edition Page 2 of 9 Moderate Risk High Risk  Relationship Number 00000483290 Case Owner Approved KYC DB Pay for Third No party for introduction Describe, Third party compensation Special Client Type (select if applicable) DB Employee DB is Trustee/Co- Trustee Custom Links Import Documents Export Documents View Documents From Repository A. Type of Photo ID Provided A. U.S. Drivers License; Passport If Other. Type of Photo ID Provided Reason for Rush (If applicable) Exception Expires Reason for Exception (If Applicable) Booking Location How Client Was Introduced Introduction Details Request Temporary/Permanent Exception DB Managed PIC Bearer Shares? Epstein & Co. as this was a company started and controlled by Mr. Epstein. RESOLVED all issues resolved Please rush. Client wants to fund accounts ASAP. NY Prospect Jeffrey Epstein was a client of Paul's ; JP Morgan. Paul and Jeffrey Epstein had a mutual fnend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to JPMorgan KYC Wizard Launch Due Diligence View Due-Diligence Case-Report Global KYC Print B. Checklist of names (individuals and/or entities) that were submitted for database searches is attached B. Yes C. Please indicate the results of the database searches performed RDC searches complete Yes - Negative Results Found PCR checks complete Yes - Negative Results Found OFAC checks complete Yes - No Negative Results Found BIS searches complete Yes - No Negative Results Found Denial Orders checks complete Yes - No Negative Results Found Martindale-Hubbell searched Not Applicable https://dbforcepb.my.salesforce.com/5006000000Qah5L/p?retURL45006000000Qah5L A... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0055870 CONFIDENTIAL SDNY_GM_00202054 EFTA01365196