EFTA Document EFTA01365714
From: Ariane Dwyer Sent: 6/10/2015 12:01:54 PM To: jeffrey E. (jeevacation@gmail.com] CC: Daniel Sabba Subject: Equity Order (C) Classification: Confidential Hi Jeffrey, Can you please confirm the following: Paul Morris ; Stewart Oldfield 1. If you would like to buy 5000 shares of US or London GSK equities 2. If you would like to buy 5000 shares of Akorn Inc, ticker AKRX. Your email to Paul said "AKRN" which is Acron. Best, Ari Ariane Dwyer Analyst I Key Client Partners - U
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From: Ariane Dwyer Sent: 6/10/2015 12:01:54 PM To: jeffrey E. (jeevacation@gmail.com] CC: Daniel Sabba Subject: Equity Order (C) Classification: Confidential Hi Jeffrey, Can you please confirm the following: Paul Morris ; Stewart Oldfield 1. If you would like to buy 5000 shares of US or London GSK equities 2. If you would like to buy 5000 shares of Akorn Inc, ticker AKRX. Your email to Paul said "AKRN" which is Acron. Best, Ari Ariane Dwyer Analyst I Key Client Partners - U
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EFTA Document EFTA01362081
From: Daniel Sabba Sent: 6/12/201511:37:55 AM To: jeffrey E. CC: Richard Kahn I ); Paul Morris I J; Stewart Oldfield J; Ariane Dwyer I u); Vahe Stepanian Subject: FW: (BN) Soros Stake-Sale Report Sinks Petrobras as Brazil's Stocks IC) Classification: Confidential Original Message From: Daniel Sabba (DEUTSCHE BANK SECURI) (mailto: Sent: Friday, June 12, 2015 11:38 AM Subject: (BN) Soros Stake-Sale Report Sinks Petrobras as Brazil's Stocks (BN) Soros Stake-Sale Report Sinks Pe
EFTA Document EFTA01410866
Subject: RE: DB James Malcolm: Are the BoJ shifting stance? Own some cheap optionality [C] [I] From: Stewart Oldfield Date: Mon, 04 May 2015 14:55:09 -0400 To: Paul Morris ‹ > Classification: For internal use only Remarkably, Vahe actually copied me on that one From: Paul Morris Sent: Monday, May 04, 2015 2:55 PM To: Stewart Oldfield Subject: FW: DB James Malcolm: Are the BoJ shifting stance? Own some cheap optionality [C] [I] Classification: For internal use only Paul Morris M
EFTA Document EFTA01409610
Subject: FW: FW: Equity Order [C] [I] From: Paul Morris <M > Date: Wed, 10 Jun 2015 15:47:33 -0400 To: Daniel Sabba Ariane Dwyer Cc: Stewart Oldfield Classification: For internal use only Paul Morris Managing Director Deutsche Bank Private Bank Office: 212-454-0701 Cell: 917-971-2507 From: jeffrey E. Sent: Wednesday, To: Paul Morris Subject: Re: FW: [mailto:jeevacation@gmail.com] June 10, 2015 3:47 PM Equity Order [C] sorry, on plane us, and akrX On Wed, Jun 10, 2015 at 3:34
EFTA Document EFTA01410848
Subject: Re: DB James Malcolm: Are the BoJ shifting stance? Own some cheap optionality [I] From: Stewart Oldfield < › Date: Fri, 01 May 2015 16:10:42 -0400 To: Paul Morris <a> Classification: For Internal Use Only Risk reverals (collars) seem reasonable if he believes in the trade. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: blackberry Email: Securities offered thro
EFTA Document EFTA01427151
Subject: RE: Updated Financials - Southern Financial and Southern Trust [SC] From: Paul Morris ‹ > Date: Wed, 08 Jul 2015 08:47:47 -0400 To: Richard Kahn Vahe Stepanian Cc: Daniel Sabba Ariane Dwyer Stewart Oldfield Thanks Rich understood Original Message From: Richard Kahn [ Sent: Wednesday, July 08, 2015 08:45 AM Eastern Standard Time To: Paul Morris; Vahe Stepanian Cc: Daniel Sabba; Ariane Dwyer; Stewart Oldfield Subject: Re: Updated Financials - Southern Financial and Souther
EFTA Document EFTA01427236
Subject: Re: Southern Financial Mar in Call From: Richard Kahn Date: Tue, 25 Aug 2015 18:05:32 -0400 To: Ariane Dwyer Cc: Darren Indyke Daniel Sabba Vahe Stepanian Paul V Morris Stewart Oldfield Jeanne Brennan ok thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell 917-414-7584 On Aug 25, 2015, at 4:20 PM, Ariane Dwyer < › wrote: Hi Rich, We are transferring 32,620 shares of AAPL based on the 50%
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