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sd-10-EFTA01365724Dept. of JusticeOther

EFTA Document EFTA01365724

For any escalation please contact :Sanjay.mehta@db.com Ph: Group ID : corporate.chasino@db.com Forwarded by Sovmiya-D RIdtxdbcom on 02/12/201501:04 AM -- From Vahe Stepanian/db/dbcomig0BCOEX To' Jay limnarVdb/dboom. Prabhuling-C KottalagiMbidbcom, Gc corporate chasing/dbidbccrn@DBAPAC, Sowmya-D Rldbklbcom©DBAPAC, Sanjay Mehtaidbidbcom. Adrian De-Nicola/dbrdbcom, Daniel Sabba/dtkibcom Gate 02/11/201511:40 PM Subject RE: Need your assistance—Southern Financial LW*" Ill Classification:

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Dept. of Justice
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sd-10-EFTA01365724
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For any escalation please contact :Sanjay.mehta@db.com Ph: Group ID : corporate.chasino@db.com Forwarded by Sovmiya-D RIdtxdbcom on 02/12/201501:04 AM -- From Vahe Stepanian/db/dbcomig0BCOEX To' Jay limnarVdb/dboom. Prabhuling-C KottalagiMbidbcom, Gc corporate chasing/dbidbccrn@DBAPAC, Sowmya-D Rldbklbcom©DBAPAC, Sanjay Mehtaidbidbcom. Adrian De-Nicola/dbrdbcom, Daniel Sabba/dtkibcom Gate 02/11/201511:40 PM Subject RE: Need your assistance—Southern Financial LW*" Ill Classification:

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
For any escalation please contact :Sanjay.mehta@db.com Ph: Group ID : corporate.chasino@db.com Forwarded by Sovmiya-D RIdtxdbcom on 02/12/201501:04 AM -- From Vahe Stepanian/db/dbcomig0BCOEX To' Jay limnarVdb/dboom. Prabhuling-C KottalagiMbidbcom, Gc corporate chasing/dbidbccrn@DBAPAC, Sowmya-D Rldbklbcom©DBAPAC, Sanjay Mehtaidbidbcom. Adrian De-Nicola/dbrdbcom, Daniel Sabba/dtkibcom Gate 02/11/201511:40 PM Subject RE: Need your assistance—Southern Financial LW*" Ill Classification: For Internal use only Prabhuling- when do you expect this to be done? From: Jay Lipman Sent: Wednesday, February 11, 2015 10:27 AM To: Prabhuling-C Kottalagi Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian Subject: RE: Need your assistance***Southern Financial LLC*** [I] Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues. Please remove the client's personal name "Jeff Epstein" in the To: Client line Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas, VI 00802 o Please ensure that the latter name/address is used: Southern Financial Lit, 6100 Red Hook Quarter, ST Thomas, VI 00802 Please reach out with any questions. Thank you. Jay Lipman Key Client Partners Deutsche Bank Securities Inc From: Prabhuling-C Kottalagi Sent: Monday, February 09, 2015 4:58 PM To: Vahe Stepanian; Daniel Sabba Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Jay Lipman; Mark Whyman Subject: RE: Need your assistance***Southern Financial LLC*** [I] Classification: For internal use only Hi Vahe/Daniel, Please find the attached confirmation. Note: Attached doc is password protected and the password is SFL987 Regards Prabhuling-C Kottalagi DBOI Global Services Private Limetec Derivative Documentation Velarkanl Tech Park. Bangalore, India TeL 44 20 777-96912 Email Prabhulina-C-KottalaglPdb.com For any escalation please contact below: Fest level earalation:sowmya-Or@db.com ' 44 207 7795441 Second level escalation 'sarray.mentatkob.com.1(904)5274650 RiniowirReefeenn I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056749 CONFIDENTIAL SDNY_GM_00202933 EFTA01365724

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Domainprabhulina-c-kottalaglpdb.com
Domainsarray.mentatkob.com
Emailcorporate.chasino@db.com
Emailsanjay.mehta@db.com
Emailsowmya-or@db.com
Phone1(904)5274650

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01410414

Subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I] From: Sowmya-D R Date: Fri, 13 Feb 2015 09:40:57 -0500 To: Jay Lipman <1.1== .• Cc: corporate chasing <corporate.chasing@db.com>, GCO Account-Openin < co.account-o ening@db.com>, Kumar Sambhav IMP Classification: For internal use only Hi Sagar, Can the EDI be amended to reflect "Virgin Island" then? Hi Jay, We cannot re-create the doc until our static is fixed. Thanks & Regards, Soumya D R Derivative Documentation

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01364991

TO ObitlbcomfaDBAPAC. Date- 0211112015 11:40 PM Subjc.et. RE: Need your assistance—Southern Financial LLC"' (II Classification: For Internal use only Prabhuling- when do you expect this to be done? From: Jay Lipman Sent: Wednesday, February 11, 2015 10:27 AM To: Prabhuling-C Kottalagi Cc: corporate chasing; Sowmya-D R; Sanjay Mehta; Adrian De-Nicola; Daniel Sabba; Vahe Stepanian Subject: RE: Need your assistance***Southern Financial LLC*** [I] Hi Prabhuling, Can you assist us in ma

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01365746

Fund - Southern Financial LLC has been created with Wilmington, Delaware, USA Domicile. Can you please provide us the "Registry Address proof' which was used to map this fund to Wilmington, Delaware, USA Domicile? Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: Alternative S Kumar ( Ph: ph : + For any escalation lease contact : Ph: Group ID : --- Forwarded by ownwa- i on 1 201501:04 AM -- From. Ct. Vahe Stepaniari To. Jay Lip

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01410631

Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI 127608**sgr** [I] From: Vahe Stepanian Date: Wed, 18 Feb 2015 13:49:33 -0500 To: Prabhuling-C Kottalagi Cc: Sanjay Mehta Sowmya-D R Kumar Sambhav Daniel Sabba Classification: For internal use only When will the last confirm be generated? Can you please re-send all three when available? We will send to the client all at once. From: Prabhuling-C Kottalagi Sent: Wednesday, February 18, 2015 1:47 PM To: Vahe Stepani

26p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01365865

Subject: RE: Need your assistance***Southern Financial LLC*** (I] Hi Prabhuling, Can you assist us in making the following changes to this confirm, as we noticed a few issues. Please remove the client's personal name "Jeff Epstein" in the To: Client line Name and address of Southern Financial should be consistent on both pages: o On page 1, the client name/address is Southern Financial LLC, Wilmington. On page 2, the name/address is Southern Financial LLC, 6100 Red Hook Quarter, ST Thomas

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01409705

Subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I] From: Sowmya-D R <= > Date: Fri, 13 Feb 2015 15:18:14 -0500 To: Jay Lipman Cc: Kumar Sambhav Classification: For internal use only Hi Jay, Please find revised doc attached, Let me know if you need further changes to doc? (See attached file: 618176.pdf) Thanks & Regards, Soumya D R Derivative Documentation DBOI Global Services Pvt Ltd, Phone: Email: Alternative contact Anil-S Kumar ( ) Ph:

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