Skip to main content
Skip to content
Case File
sd-10-EFTA01365833Dept. of JusticeOther

EFTA Document EFTA01365833

Amendment No. 3 to Form S-I Table of Contrail normal cash dividends to our stockholders), or any similar corporate event or transaction, the board. to prevent dilution or enlargement of rights under the 2012 Plan, shall substitute or adjust, in its sole discretion, the number and kind of shams or other property that may be issued under the 2012 Plan or under particular forms of awards, the number and kind of shares or other property subject to outstanding awards, the option, grant or purcha

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01365833
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Amendment No. 3 to Form S-I Table of Contrail normal cash dividends to our stockholders), or any similar corporate event or transaction, the board. to prevent dilution or enlargement of rights under the 2012 Plan, shall substitute or adjust, in its sole discretion, the number and kind of shams or other property that may be issued under the 2012 Plan or under particular forms of awards, the number and kind of shares or other property subject to outstanding awards, the option, grant or purcha

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Amendment No. 3 to Form S-I Table of Contrail normal cash dividends to our stockholders), or any similar corporate event or transaction, the board. to prevent dilution or enlargement of rights under the 2012 Plan, shall substitute or adjust, in its sole discretion, the number and kind of shams or other property that may be issued under the 2012 Plan or under particular forms of awards, the number and kind of shares or other property subject to outstanding awards, the option, grant or purchase price applicable to outstanding awards and/or other value determinations (including performance conditions) applicable to the 2012 Plan or outstanding awards. Administration The 2012 Plan is administered and interpreted by our board. Our board has full authority (i) to interpret and administer the 2012 Plan. (ii) to select the directors, employees and consultants to whom awards will be granted and (iii) to determine the type and amount of awards, as well as the terns and conditions of such awards. to be granted to each such director, employee or consultant. Our board also has full authority to specify the time(s) at which awards will be exercisable or settled. All actions taken and all interpretations and determinations made by the board will be fmal and binding on the participants of the 2012 Plan, us and all other interested individuals. Eligibility Employees, directors and consultants, as our board in its sole discretion determines and whom our board may designate from time to time to receive awards under the 2012 Plan. are eligible to participate in the 2012 Plan; provided that stock options and SARs may only be granted to those employees, directors and consultants with respect to whom we are an "eligible issuer" within the meaning of Section 409A of the Code. Stock Options Our board may grant stock options to purchase a stated number of shares at a price established by the board, subject to the terms and conditions described in the 2012 Plan and to such additional terms and conditions, as established by the board, in its sole discretion, that are consistent with the provisions of the 2012 Plan. Our board may grant nonqualified stock options and stock options qualifying as ISOs under Section 422 of the Code; provided that ISOs may only be granted to our employees. The exercise price of any stock option granted under the 2012 Plan will be not less than the fair market value of our common stock, par value $0.01 per share, on the date the stock option is granted. Our board may determine the term for each stock option; provided, however, that the term of any stock option may not exceed ten years from the date of grant. The vesting schedule for each stock option will be determined by our board and set forth in the applicable award agratuurt. Generally, payment of the option exercise price muss be made in full at the time of exercise and may be made using one of the following methods, at the election of the option holder: (a) in cash or its equivalent (e.g., by cashier's check); (b) to the extent permitted by the board, in shares (whether or not previously owned) having a fair market value equal to the aggregate option exercise price for the shares being purchased and satisfying such other requirements as may be imposed by the board; (c) partly in cash and, to the extent permitted by the board, partly in such shares (as described in (b) above); (d) to the extent permitted by the board, by reducing the number of shares otherwise deliverable upon the exercise of the stock option by the number of shares having a fair market value equal to the option exercise price; or (e) if there is a public market for the shares at such time, subject to such requirements as may be imposed by the board, through the delivery of irrevocable instructions to a broker to sell shares obtained upon the exercise of the stock option and to deliver promptly to us an amount out of the proceeds of such sale equal to the aggregate option exercise price for the shares being purchased. SARs Our board is authorized to grant SARs to receive, upon exercise thereof, the excess of: (a) the fair market value of a specified number of shares on the date of exercise over (b) the grant price of the right as specified by the board on the date of the grant. Such payment may be in the form of cash. shares, other property or any combination thereof, as the board shall determine in its sole discretion. No SAR may have a term of more than ten years from the date of grant. 114 CRIR06502thathlmf6/17/2015 12:26:00 I'M I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0057068 SONY GM_00203252 EFTA01365833

Related Documents (6)

OtherUnknown

Te oetne- we are ore

DOJ EFTA Data Set 10 document EFTA01268833

57p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01433171

EFTA01433171 EFTA01433172 EFTA01433173 EFTA01433174 EFTA01433175 EFTA01433176 EFTA01433177 EFTA01433178 EFTA01433179 EFTA01433180 EFTA01433181 EFTA01433182 EFTA01433183 EFTA01433184 EFTA01433185 EFTA01433186 EFTA01433187 EFTA01433188 EFTA01433189 From: Cynthia Rodriguez Subject: AG Preferred Deposit Accounts Date: February 1, 2017 at 4:46 PM To: Richard Kahn Cc: Stewart Oldfield Hi Rich; Vahe reached out to us regarding your request to open AG Preferred Deposit Accounts

49p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01396664

GLDUS126 Pacific Life Insurance Co 1 Disclosure Statement Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients and prospective clients for whom an investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. (the "Onshore Fund") and Glendowe

78p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01269322

ACCOUllt 1 ype:- &(\inlbNCLW Coo. t., Adds Name: IfWg &IOW 10:60.41dP king Meld SOWS , Ate3Ura AtNeifiatt. de Phst Swap laftarekta Shithei him/ Neg. tad pit nia led tea. ein.Q.c. • Uwe baler having DePosit Accomi Asittrge,:. the nr. ulcer Iliktriaz Sharing .id Pthavy PoEcy and the pecaza rocs and ft Number: I Sin. Reg, I Date: Prepared by: Authorized b SSN: ID Type: o: ID No: SSN: ID Type: 5.‘ CONFIDENTIAL SONY_GM_00013475 CONFIDENTIAL EFTA_001241 18 EFTA01269322

32p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01366310

combination pursuant to the tender offer rules, our amended and restated certificate of incorporation will provide that a public stockholder, together with any affiliate of such stockholder or any other person with whom such stockholder is acting in concert or as a "group" (as defined under Section 13 of the Exchange Act), will be restricted from redeeming its shares with respect to more than an aggregate of 10% of the shares sold in this offering. We believe the restriction described abo

1p
OtherUnknown

`Oral

DOJ EFTA Data Set 10 document EFTA01329414

310p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.