Skip to main content
Skip to content
Case File
sd-10-EFTA01366743Dept. of JusticeOther

EFTA Document EFTA01366743

Amendment #4 Page 314 of 868 shit fl toi prospects or an/ other offenrg material or advertisements in connection wth the offer and sale of any such securees be Ostrtoted or pnalished in any itriadcton, except under circumstances that will result in compliance with the applicable nles and regulations of fret Junsoction Persors re) whose possession this prospects mimes are advised to dorm themsehes tout and to observe any reenctors relabng to the offering and the dstntubon of the prospectus.

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01366743
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Amendment #4 Page 314 of 868 shit fl toi prospects or an/ other offenrg material or advertisements in connection wth the offer and sale of any such securees be Ostrtoted or pnalished in any itriadcton, except under circumstances that will result in compliance with the applicable nles and regulations of fret Junsoction Persors re) whose possession this prospects mimes are advised to dorm themsehes tout and to observe any reenctors relabng to the offering and the dstntubon of the prospectus.

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Amendment #4 Page 314 of 868 shit fl toi prospects or an/ other offenrg material or advertisements in connection wth the offer and sale of any such securees be Ostrtoted or pnalished in any itriadcton, except under circumstances that will result in compliance with the applicable nles and regulations of fret Junsoction Persors re) whose possession this prospects mimes are advised to dorm themsehes tout and to observe any reenctors relabng to the offering and the dstntubon of the prospectus. Ths prospectus does rot constitute an offer to sell a a scrortexon of an offer to buy any securties offered by the prospectus in any luirsdobon in which such an otter or a solicitation s uvavAul. Notice to prospective Mentors in the European Economic Area In relation to each Mercer Slate of the European Economc Area (each, a "Relevant Winter State), no offer of shares may be made to tre pubic in that Relevant Member State aver than A to any *gal entcy when us a qualified investor as delved in the Prospectus Directrve B to fewer tnan 100 Cr t the Relevant Member State has mplemented the relevant provson of the 2010 PD Amendng Drechve, 150, natural or legal persons (other than quablied investors as defied m the Prospectus Directive) as permitted under the Prospectus Durectne, steed to obtaining the prior consent of the representaves. or C in any other crernstances falling withn Article 3(2) of the Prospects Directive, promoted that no such offer of shares shall require the Company or the represertatives to putesh a prospectus pursuant to Article 3 of the Prospectus Directive or supplement a prospectus pusuard to Article 16 of the Prospectus Directive. Each person in a Relevant Member State who really accpres any shares a to whom any offer is made will be deemed to have represented acleowledged and agreed fat it rainnairlied aerator within The meaning of the law in That Relevant Memter State implementing Anode 2(1)0) of the Prospects Meat.* In the case of any shares being offers to a financial interinedary as that terms used in Mile 3(2) of the Prospectus Directive, each such financial intermediary will be deemed to have represented acknowledged and agreed that the shares acquired by it in the offer have rot teen acquired on a ncodscretenaiy basis on behalf of, nor have they been acquired with a inew to their cafe a resale to, persons in circumstances vetch may give rose to an offer of any shares to Ire pudic other than their offer or resale in a Relevant Mernber State to pelted investors as so defied or in curcunstances in which the prior consent of tre representatives has been obtained to each such proposed otter or resale. The Company, the representanres and their Sautes will rey upon the huh and accuracy of the foregoing representalcns, aomovitedgements and agreements This prospectus has been prepared on the basis that any offer of shares n any Relevant Mentor State wit be made pursuant to an exemption under the Prospectus Direceve from the reqfirernert 10 putlish a prospects for offers of shares Accordngly any person melon° or mending to rake an offer in Mal Relevant Member State of shares which are the suttee, of the offenrg contemplated in the prospectus may only do so in orctrnstances in which no obligation antes for the Company or any of the indenwiters to wash a prospectus pursuant to Article 3 of the Prospectus Directive in relation to such offer Nether the Company nor the underwriters have authorized. nor do they authorize, the malong of any offer of shares in cicumstances in which an obligator, arises f0r the Company or the underwriters to Poblefh* prospectus for such offer For the purpose of the above chansons. the expresson 'an offer to the pudic' in relation to any shares in any Relevant Member State means tre corrrnurocaton in any form and by any means of stfficrert I-Somalian on 306 http://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78... 7/20/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058271 CONFIDENTIAL SDNY_GM_00204455 EFTA01366743

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

URLhttp://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01405372

NAME SEARCHED: 3. Epstein & Co PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: RDC

48p
OtherUnknown

Deutsche Asset

DOJ EFTA Data Set 10 document EFTA01283322

12p
Dept. of JusticeAug 22, 2017

11 MAY 25-MAY 27 901_Redacted.pdf

Kristen M. Simkins From: Irons, Janet Sent: Wednesday, May 25, 2016 11-29 AM To: Richard C. Smith Cc: Jeffrey T. We Subject: Meeting with Prison Society tomorrow Hello Warden Smith, I'm writing in preparation for our meeting with you and Director Hite tomorrow at 9:30 to talk about the Law Library. We have been in touch with Kim Kelmor, Assistant Director ofthe Law Library at Penn State, who has experience with prison libraries. She has helpfully provided us with some questions and guida

186p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
OtherUnknown

Jeffrey Epstein Source of Wealth

DOJ EFTA Data Set 10 document EFTA01297066

12p
OtherUnknown

Deutsche Asset

DOJ EFTA Data Set 10 document EFTA01283438

14p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.