Skip to main content
Skip to content
Case File
sd-10-EFTA01366745Dept. of JusticeOther

EFTA Document EFTA01366745

Amendment #4 Page 316 of 868 limit or commis Notice to prospecoVe IIMMIOIS in Hong Kong Ire securities have not been offered or sold and MI rot be offered or sold in Hong Kong, by means of any document other than (a) to 'professional investors' as defiled in the Securities and Futures Ordnance (Cap 571) of Hong Kong and any rules made ulcer that Ordinance, or (b) in other circumstances who') do rot result in the document berg a 'prospectus' as delved in the Convenes Ordinance (Cap 32) of H

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01366745
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Amendment #4 Page 316 of 868 limit or commis Notice to prospecoVe IIMMIOIS in Hong Kong Ire securities have not been offered or sold and MI rot be offered or sold in Hong Kong, by means of any document other than (a) to 'professional investors' as defiled in the Securities and Futures Ordnance (Cap 571) of Hong Kong and any rules made ulcer that Ordinance, or (b) in other circumstances who') do rot result in the document berg a 'prospectus' as delved in the Convenes Ordinance (Cap 32) of H

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Amendment #4 Page 316 of 868 limit or commis Notice to prospecoVe IIMMIOIS in Hong Kong Ire securities have not been offered or sold and MI rot be offered or sold in Hong Kong, by means of any document other than (a) to 'professional investors' as defiled in the Securities and Futures Ordnance (Cap 571) of Hong Kong and any rules made ulcer that Ordinance, or (b) in other circumstances who') do rot result in the document berg a 'prospectus' as delved in the Convenes Ordinance (Cap 32) of Hong Kong or which do rot constitute an offer to the public within the meanng of that Ordinance. No advertisement, invitation or document relat ng Mire sec rtes has been or may be issued or has been or may be in the possessor of any person for the purposes Slime, *flatter in Hong Kong or elsewhere, witch Is drected at, or the contents of which are likely to be accessed or read by, the pubic of Hong Kong (except if permuted to do so under the securities laws d Hong Kong) other than with respect to &etudes which are or are intended to be disposed of only to persons outside Hong Kong a only to 'professional investors' as defined in the Securities and Futures Ordnance and any rules mode under that Ordnance Notice to prospective investors in Singapore The prospectus has not teen registered as a prospectus wth the Monetary Authonty of Srgapore Accordingly this prospectus and any other document or material in connection with the offer or sale, or rratabon for subscopton or purchase, of shares may not be circulated Of dstnbuted nor may the shares be offered or sold, or be made the abject of an natation for subacnpton or ouches., whether directly or no:treaty, to persons n Singapore other ten (I) to an nefutccial investor under Section 274 of tie Searles and Futures Act, Chapter 289 al Singapore (the 'SFA"), (n) to a relevant person pursuant to Section 275(1), or any person pursuant to Section 275 (1A), and n accordance we) the castors specified in Secton 275, of the SFA, or pu) otherwise prated n, and in accordance with the condemn of, any other applicable provision of the SFA Mere the shares are si.tracribed or purchased under Section 275 of the SFA EN a relevant person wish is' (a) a corporation (whch is not an accredited investor (as defined in Seaton 4A of the SFA)) the sole business of which is to hob irnrestments and the entre share caplet of witch is owned by ore or mare indwrkels. each of whom a an accredted rwestor, or (b) a trust (where the trustee is not an accredited investor) whose sole papas. is to hold imestments and each teneteery of the trust is an ircirvidual who is an 8CCfedled rwestor, mamba (as cleaned in Sedion 239(1) of the SFA) or that corporation or the tenelciantis- rights and interest (howsoever described) in that trust shall rot to transferred warn six months NW that corporation or that trust has moaned the shares pursuant to an otter made user Section 275 of the SFA except (a) le an instedidal rreSeX a SO a relevant person defined in Section 275(2) of the SFA, of to any person arising from an offer referred to in Section 275(1A) or Section 276(4)(i)(B) of the SFA, a *tete no consideration is or we be gren foe the transfer. (e) where the transfer a by operation of law, (d) as yeas in Section 276(7) of the SFA; or (e) n Keened in Reguiaton 32 of the Securities and Fut tfee (Of en of InvestmentS) (Shares and Debentures) Beth/Mons 2035 of Singapore 308 http://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78... 7/20/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058273 CONFIDENTIAL SDNY_GM_00204457 EFTA01366745

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

URLhttp://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01457381

Deutsche Bank AG Ili e an raup SOUTHERN FINANCIAL, LL R 1 rratz 77_717-rf l at For Sales Inquiries Contact Dame! Sabha For questions relating to this statement contact SOUTHERN FINANCIAL. LLC Fx Rates USD/EUR = .8969816567 12 May 2015 Page 1 Of 3 Note:-All Values are shown from the DB Group's point of view. A negative Value therefore expresses an amount which is in your favour, while a positive amount is one which is in DB Group favour. The terms and conditions of each transac

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01474107

Deutsche Bank Group Valuation Statement Request 182298 03 Aug 2015 SOUTHERN FINANCIAL, LLC As of 31 Jul 15 Deutsche Bank AG For Sales Inquiries Daniel Sabba (Tel) (Email) For questions relat tement contact: Valuations NY (Tel) 1-212-250-2600 (Email) valuations.ny@db.com SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Richard Kahn12 (Email) ,Hnw Clientservices (Email hnw.clientservices@db.com,Gedeon Pinedo (Email) ,Vahe Stepanian (Email) ,Mark Whyman (Email) amanda Kirby

7p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01467534

Deutsche Bank Group Valuation Statement Request 182298 05 Mar 2014 SOUTHERN FINANCIAL, LLC As of 05 Mar 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Harrybeller Gmail (Email) Richard Kahn12 (Email) ,Vahe Stepanian (Email) ,Joseph Cothron (Email) ,Amanda Kirb (Email) ,Paul Morris (Email) Pinedo (Email) ,Gedeon Tazia Fx

6p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01480194

. J.P. Morgan Entity Resolution Form J.P.Morgan D. Brokerage 3. RESOLVED, that those persons denoted above are authorized in the name and on behalf of the Entity to execute a brokerage egreement with I.P. Morgan Securities LLC and any successors or assigns, to purchase on margin or obtervise and borrow (en a secured or unsecured bass) from, sell (including short sales in a rhyme account), and lend (on a secured or unsecured basis) to, and to otherwise enter into transactors of any kind wi

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01455694

e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.