EFTA Document EFTA01367018

Amendment #4 Page 589 of 868 cereal', Legal proceedings The Combined Entity is Ire party In ore artetaton and the defendant in one lawsuit with one vendor who is the wed turbine and mantenarce servce ponder to the Cornbined Enity The vendor filed the intact/anon and lawsuit against Honiton Baotou and Moreton klingguole in the PRC on August 21. 2014 and January 23. 2015. rescectrvety. seekng clan in the amount of USS1,332 and USS10.724 for the provision of maintenance setvce arc sales of wind tvdne and rekvant interests. respectsely The arbitration and lawsuit are in preliminary stage and USS1,064 and USS8.396 was &Clued based on managements test estimate of the potable outcomes as of December 31. 2014 In add lon cash in bark n Ire amount of USS1,704 was restncted for the arbitration arid lawsuit as of December 31, 2014 On Jaruary 14. 2015 Houton Baotou Med a claim against the vendor n the arbitration seekng a claim in the amour! of uSS1 096 for Ile pierced maintenance service fee and relevant interests Each of Honton Baotou and Houton Xriirgguole filed an arbitration against Ira vendor on March 9. 2015. seeking Claim% in the amount of USS2,297 and USS1 066 for the urdelneted spare pans a nd relevant nterests. respechvey 8. Subsequent events On May 5 2015, l-kniton Energy Cayrrons Landed entered into snare purchase agreements so see is interests in the Corrtined Entity to a subsidiary of TecraForm Global. Inc an inchreCt stteickary of SinEdison. Inc for USS105 million in Cash subject to changes upon tie closing of the share purchase Management has convdered subeewent events through May 5. 2015. which was the date the combined financial statements were ovafable to be issued F.269 http://cfdocs.btogo.com:27638/cf/drv7/pub/edgar/2015/07/20/0001193125-15-256461/d78... 7/20/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058546 CONFIDENTIAL SDNY_GM_00204730 EFTA01367018