EFTA Document EFTA01367560
From: Tazia Smith Sent: 10/29/2014 1:16:41 PM To: jeffrey E. (jeeeacation@gmail.com) CC: Daniel Sabba I; Paul Mord ; Richard Kahn I; Vahe Stepanian tewart Oldfield I Subject: Re: ICI Classification: Confidential Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From Tazia Sm1t1 To' lathy E7 <jeevacation@gmail,com>, Cc: Daniel Sab , Paul Moths, Richard Kahn <fl, Stewart Oldfieldn, Vahe Stepanta D
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From: Tazia Smith Sent: 10/29/2014 1:16:41 PM To: jeffrey E. (jeeeacation@gmail.com) CC: Daniel Sabba I; Paul Mord ; Richard Kahn I; Vahe Stepanian tewart Oldfield I Subject: Re: ICI Classification: Confidential Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From Tazia Sm1t1 To' lathy E7 <jeevacation@gmail,com>, Cc: Daniel Sab , Paul Moths, Richard Kahn <fl, Stewart Oldfieldn, Vahe Stepanta D
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EFTA Document EFTA01368460
From: Tazia Smith Sent: 10/28/2014 1:11:50 PM To: jeffrey E. [jeevacation mail com CC: Daniel Sabba Subject: Re: IC) Classification: Confidential Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Tha
EFTA Document EFTA01401085
Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:25 -0400 To: jeffrey E. ejeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic17928.gif) From: To: "jeffrey E." ejeeva
EFTA Document EFTA01375169
From: Tazia Smith Sent: 10/29/2014 10:57:27 AM To: jeffrey E. (jeevacation@gmail.comj CC: Daniel Sabba laPaul Morri Richard Kahn Stewart Oldfield Vahe Stepanian Subject: Re: IC) Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. C 5.8 12/31/49 $ i 24_240 +.140 24.230 24.240 27 5 t r",t 10:56 Vo€ 55,019 C 2
EFTA Document EFTA01379101
Classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) From: Tazia Smith/ To: "jeffrey E." <jeevacation0gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn < , vahe Stepani
EFTA Document EFTA01403241
Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot
EFTA Document EFTA01378702
25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email
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