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sd-10-EFTA01368021Dept. of JusticeOther

EFTA Document EFTA01368021

From: Rowena Thomas SeM: 12/27/201612:51:38 PM To: Darren Indyke Subject: RE: Regulation E Approval [CI Classification: Canidentlal Thanks. Thank You, Rowena Thomas Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association MC' Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions- Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to buy or s

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Dept. of Justice
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sd-10-EFTA01368021
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From: Rowena Thomas SeM: 12/27/201612:51:38 PM To: Darren Indyke Subject: RE: Regulation E Approval [CI Classification: Canidentlal Thanks. Thank You, Rowena Thomas Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association MC' Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions- Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to buy or s

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From: Rowena Thomas SeM: 12/27/201612:51:38 PM To: Darren Indyke Subject: RE: Regulation E Approval [CI Classification: Canidentlal Thanks. Thank You, Rowena Thomas Rowena Thomas Service Officer I Custody Deutsche Bank Trust Company, National Association MC' Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions- Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Collimate Action instruction that you deliver via email, voicemail or facsimile, at such lime as your Bank representative has confirmed via email or telephone that the Bank has received your request. With respect to al other trading instructions (including, without limitation, foreign currency transactions). The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note. automated electronic responses such as "road toceipts- or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions. please contact your Bank ropmsontativo immediately. This communication may contain confidential and/or privileged information. If you aro not the intended recipient (or have received this communication in 'nor), please nobly the sender immediately and delete the commune cation from your computer. Any unauthorized copying, disclosure or distribution of the matenal is this communication is prohibited. Deutsche Bank does not render legal or tax advice. and information contained in this communication should not be regarded as such. It you reside in. or have business in Canada and wish lo unsubscrlbe Irom receiving email communication, please reply to past unSUbSChbOtIqled db.com and type "unsubschbe* in the subject the. ?ox flan. From: Darren Indyke [mato Sent: Tuesday, December 27, 2016 12:40 PM To: Rowena Thomas < Subject: Re: Regulation E Approval [CI 1 consent DARREN K. INDYKE mr DARKEN K. INDYKE PLLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059675 CONFIDENTIAL SONY GM_00205859 EFTA01368021

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