EFTA Document EFTA01368139

US Risk Assessment Risk Assessment Is the entity registered or domiciled in a Level 1,2,3.4 Country. 2 Is the entity involved in a hqh risk industry? No Is a UBO of the entity a national of a Level 4 country and/or domiciled in a Level 4 country? No If a natural person facing DB as a direct client - are they a PEP (determined from PCR or any other source)? N/A Is a UBO of the entity a PEP? No Is a legal representative (control person) of the entity a PEP (determined from PCR or a