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sd-10-EFTA01368215Dept. of JusticeOther

EFTA Document EFTA01368215

Page 1 of 2 Ores - company report of SOUTHERN FINANCIAL LW SOUTHERN FINANCIAL, LLC 00802 ST THOMAS. United States of America That company is a Single iocaton Contact information 6100 RED HOOK QUARTER 83 00802 ST THOMAS United Stares of Amerce Legal & account information Status Active National legal form Limited liability company Type of entity Financial company Information provider LEI Size & group information Category of the company Small company Industry & activities Type

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Dept. of Justice
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sd-10-EFTA01368215
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Page 1 of 2 Ores - company report of SOUTHERN FINANCIAL LW SOUTHERN FINANCIAL, LLC 00802 ST THOMAS. United States of America That company is a Single iocaton Contact information 6100 RED HOOK QUARTER 83 00802 ST THOMAS United Stares of Amerce Legal & account information Status Active National legal form Limited liability company Type of entity Financial company Information provider LEI Size & group information Category of the company Small company Industry & activities Type

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Page 1 of 2 Ores - company report of SOUTHERN FINANCIAL LW SOUTHERN FINANCIAL, LLC 00802 ST THOMAS. United States of America That company is a Single iocaton Contact information 6100 RED HOOK QUARTER 83 00802 ST THOMAS United Stares of Amerce Legal & account information Status Active National legal form Limited liability company Type of entity Financial company Information provider LEI Size & group information Category of the company Small company Industry & activities Type of entity Financial company Key financials & employees Thee are no key linflrelaIR evaifabie fir this entity. 13v() ID number USLEI114358 Available accounts No financial v enables at all BvD Independence Indicator No of recorded shareholders No of recorded subsidiaries No of recorded branches 0 Evolution of a key variable: Operating revenue (Turnover) Global standard format Thee is no gioDal et andard format data available for this entity Orbs (Data update 16503 10/11/2017) C BvD 13111:2017 Page 1 https://orbis.bvdinfo.com/version-2017119/Report.serv?_CID=602&context=3499EHET... 11/13/2017 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059883 CONFIDENTIAL SDNY GM_00206067 EFTA01368215

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URLhttps://orbis.bvdinfo.com/version-2017119/Report.serv?_CID=602&context=3499EHET

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FINANCIAL TRUST COMPANY INC ACCT. For the Period I/I/13 to 1/31/13 Note: P indicates position adjusted for Pending Trade Activity. Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position Please contact your J P Morgan team for additional information. Equity Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cost Accrued DIV. US Large Cap Equity ARIA

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