EFTA Document EFTA01368389

(a) in connection with the investigation or defense of any actual or threatened proceeding. inquiry or investigation by any inch organization or atahority, or (b) in connection with any actual or threatened proceeding or arbitration to which at least both Client and DR are pante& or we joined. 11.3 Client consents to time disclosure of Confidential information and other information to third parties to the extent required by the CFA, thin CPTC Regulations Dr other applicable law, regulat