EFTA Document EFTA01368478
Tazia Smith Director I Key Chen* Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue 10154-00O4 New York. NY. USA Tel. Fax Mobil Email Potrio-Kitr Parton From Tate Smith/dbeibcom To. leftey E. eetevecationtessmall.corn>. Cc: Daranira, Paul Mortis, Richard Kahn .c >, Stewart Oldbeld Ste Date: 10/28/2O14 01:11 PM Subject: Re: [CI Vahe Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to
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Tazia Smith Director I Key Chen* Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue 10154-00O4 New York. NY. USA Tel. Fax Mobil Email Potrio-Kitr Parton From Tate Smith/dbeibcom To. leftey E. eetevecationtessmall.corn>. Cc: Daranira, Paul Mortis, Richard Kahn .c >, Stewart Oldbeld Ste Date: 10/28/2O14 01:11 PM Subject: Re: [CI Vahe Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to
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Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:25 -0400 To: jeffrey E. ejeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic17928.gif) From: To: "jeffrey E." ejeeva
EFTA Document EFTA01368649
\MAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic11204.gif) (Embedded image moved to file: pic08169.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic28288.gif) Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db/db Paul Morris, Richard Kahn < Stewart Oldfield/
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Tazia Smith Director Kcy Client Partners - US DB Secunbcs Inc A t ie alth Ma m nt Parscio-witr Petition From Tazia Smdh/dbielbcom To. "jetty E: <jeevacationegmail.com>. Cc: Daniel Sabbardb. Paul Monis Richard Kahn field/c1 Vahe SteparsaNdh Date' 10261201401:11 PM Subject: Re: [CI Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200
EFTA Document EFTA01403241
Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot
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25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email
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Subject: Trade Report 10/28/14 [C] From: Tazia Smith Date: Tue, 28 Oct 2014 16:14:29 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director
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