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sd-10-EFTA01369043Dept. of JusticeOther

EFTA Document EFTA01369043

From: Stewart Oldfield Sent: 1/11/2018 4:04:52 PM To: Zbynek Kozelsky Cynthia Rodriguez CC: Liam Osullivan Davide-A Sferrazza oshua Shoshan Subject: RE: N4G-026161 - Southern Financial Copying Cynthia. Thanks From: Zbynek Kozelsky Sent: Thursday, January 11, 2018 3:41 PM To: Stewart Oldfield Cc: Liam Osullivan Zbynek Kozelsky Subject: N4G-026161 - Southern Financial Hi Stew, Davide-A Sferrazza Joshua Shoshan The above account is collateral one and DBOI is setting it up to

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sd-10-EFTA01369043
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From: Stewart Oldfield Sent: 1/11/2018 4:04:52 PM To: Zbynek Kozelsky Cynthia Rodriguez CC: Liam Osullivan Davide-A Sferrazza oshua Shoshan Subject: RE: N4G-026161 - Southern Financial Copying Cynthia. Thanks From: Zbynek Kozelsky Sent: Thursday, January 11, 2018 3:41 PM To: Stewart Oldfield Cc: Liam Osullivan Zbynek Kozelsky Subject: N4G-026161 - Southern Financial Hi Stew, Davide-A Sferrazza Joshua Shoshan The above account is collateral one and DBOI is setting it up to

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 1/11/2018 4:04:52 PM To: Zbynek Kozelsky Cynthia Rodriguez CC: Liam Osullivan Davide-A Sferrazza oshua Shoshan Subject: RE: N4G-026161 - Southern Financial Copying Cynthia. Thanks From: Zbynek Kozelsky Sent: Thursday, January 11, 2018 3:41 PM To: Stewart Oldfield Cc: Liam Osullivan Zbynek Kozelsky Subject: N4G-026161 - Southern Financial Hi Stew, Davide-A Sferrazza Joshua Shoshan The above account is collateral one and DBOI is setting it up to feed into the "LS2" system (I am told it tracks loans/collateral). For them to set that up they need the PB KYC — please send that to me. Thanks! Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Investment Solutions Group US 8 Latin America Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Tel. +1 21 454. I.2887 Email: All trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmations) and account statements issued by Deutsche Bank that govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosise or distribution of the material in this email is prohibited. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061107 CONFIDENTIAL SDNY_GM_00207291 EFTA01369043

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