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sd-10-EFTA01369289Dept. of JusticeOther

EFTA Document EFTA01369289

From: Stewart Oldfield Sent: 2/14/2019 5:25:26 PM To: Brigid Macias [IIIII I Subject: Re: January 2019 Return Mail Can you call Darren? He told me the address we have is correct and he should be receiving them. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Email Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2019, at 2:22 PM, Brigid Macias > wrote: Good Afternoon, Please see below your return mail li

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sd-10-EFTA01369289
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From: Stewart Oldfield Sent: 2/14/2019 5:25:26 PM To: Brigid Macias [IIIII I Subject: Re: January 2019 Return Mail Can you call Darren? He told me the address we have is correct and he should be receiving them. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Email Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2019, at 2:22 PM, Brigid Macias > wrote: Good Afternoon, Please see below your return mail li

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From: Stewart Oldfield Sent: 2/14/2019 5:25:26 PM To: Brigid Macias [IIIII I Subject: Re: January 2019 Return Mail Can you call Darren? He told me the address we have is correct and he should be receiving them. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management Email Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2019, at 2:22 PM, Brigid Macias > wrote: Good Afternoon, Please see below your return mail list. Can you please review and advise what you would like to with these? Your options are as follows: 1 <!--[if !supporthists)--><!--Iendifb->Re-mail to the same address 2 !supportlistsj--><!--tendifj-->Re-mail to new address (provide address) — address must already be updated on the system 3 <!--[if !supportlists)--><!--(endifi-->Destroy return due to recipient no longer required to receive item — system already updated with recipient no longer scheduled to receive the returned item 4 <!--[if !supportListsl--><!--lendifl-->Destroy item as account is closed - (be sure recipient received final statement) 5 <!--[if !supportlists)--><!--[endif]-->Destroy the check - Stop payment must have been placed on the check and the funds re-deposited 6 <!--[if !supportlists1--><!--[endif]-->Client contact could not be made at this time — I will follow up within 30 days 7 <!--[if !supportlistsl--><!--(endifl-->Client contact was made and pending client letter of address change — Lisa-M Ramos will create a case to remail the returned items after address has been updated on the system. Account Number Product BANKING OFFICER Primary Officer Recipient Name Return Date Item Date Item Type Market value Return Reason Address Une 1 44138714 MONEY MARKET STEWART OLDFIELD STEWART OLDFIELD OARREN K. INDYKE PLLC- ATTORNEY TRUST ACCOUNT 11/26/2018 10/31/2018 Statement 5268,959.69 Return to Sender Unable to Forward 35267258 DOM. BANKING STEWART OLDFIELD STEWART OLDFIELD 12/12/2018 10/31/2018 Statement 520,381.30 Return to CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0061468 SDNY_GM_00207652 EFTA01369289

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Subject: RE: January 2019 Return Mail From: Brigid Macias Date: Thu, 14 Feb 2019 17:26:07 -0500 To: Stewart Oldfield Sure, Ill take a look and follow up accordingly. Kind regards, Brigid Macias Brigid Macias Assistant Vice President Deutsche Bank Trust Company Americas 11 . :• 11 • I 11• 11•11'11 . 11 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, Februar 14 2019 5:25 PM To: Brigid Macias Subject: Re: January 2019 Return Mail Can

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Subject: Re: January 2019 Return Mail From: Stewart Oldfield Date: Thu, 14 Feb 2019 To: Brigid Macias Can you call Darren? He told me the address we have is correct and he should be receiving them. Thanks. Stewart Oldfield, CFA, CAIA Deutsche Bank Deutsche Bank 345 Tel. Mobile Email Trust Company Americas Wealth Management / York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2019, at 2:22 PM, Brigid Macias wrote: > Good Afternoon, Please see be

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Subject: January 2019 Return Mail From: Brigid Macias ‹ > Date: Thu, 14 Feb 2019 17:22:56 -0500 To: Stewart Oldfield ‹ > Good Afternoon, Please see below your return mail list. Can you please review and advise what you would like to with these? Your options are as follows: 1 Re-mail to the same address 2 Re-mail to new address (provide address) — address must already be updated on the system 3 Destroy return due to recipient no longer required to receive item — system already upda

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KYC l'rint Pagel of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01898372 One sheet must be established per relationship- list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Boddng Center: New York Relationship Manager: Stevan Oldridd O New PPM Reladonship O eating Meal Relationship Relationship to PM: If caisdrg, please indicate axe when the !deanship oasts, provide reason for new profile and attach

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Subject: RE: URGENT!!! today [C] [I] From: Kimberly Hart Date: Tue, 09 Jul 2019 To: Brigid Macias Daphne Cales Cc: Stewart Oldfield Need to close accounts ASAP - please prioritize 08:28:37 -0400 Classification: Confidential Great — thank you! Can you confirm back when they are closed in the datawarehouse? {https://brandportal.intranet.db.com/img/modules/- DAWN_ logo_ metallic 46x46.gif} Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deuts

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Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

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