EFTA Document EFTA01369419

From: Zbynek Kozelsky Sent: 12/20/2016 8:33:43 AM To: Cynthia Rodriguez >WM AMLCompliance Oldfield Vahe Stepanian CC: Joshua Shoshan Donald Summer Amlcompliance Inquiries Subject: RE: URGENT - THIRD REQUEST' l l l I RE: Inquiry Regarding THE HAZE TRUST, Account# SAM 1788880 [I] Classification: For Internal use only Dear AML, Please let us know what else you need regarding this HSBC wire so we close the loop. Happy holidays. Ziggy Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 Tel. +1 212 454-2287 Email: Cherie Quigley Alerta Stewart NI trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade oonfirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. My unauthorized copying, disclosure or dist:titian of the material in this email is prohibited. From: Cynthia Rodriguez Sent: Tuesday, December 20, 2016 8:32 AM To: PWM AMLCompliance; Zbynek Kozelsky; Stewart Oldfield; Vahe Stepanian Cc: Joshua Shoshan; Donald Summer; Cherie Quigley; Amlcompliance Inquiries Su ect: RE: URGENT - THIRD REQUESTill II RE: Inquiry Regarding THE HAZE TRUST, Account# [I] Vahe/Donald/Ziggy, Alert# Do you need anything from Stew and I for the below request? We provided as much information as we could, but the transaction in question came into the brokerage account from HSBC and not from the private bank. Let us know if you need anything from us in order to complete the below. Thanks! CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061671 CONFIDENTIAL SDNY_GM_00207855 EFTA01369419